DFX Intelligence

D••••• R••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

D••••• R••••• B••••

Advisor at H•••••• W•••••

DENVER, CO

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Search this name across graphsid dfx:ria:3026c2e5-6daa-a763-ba83-a95b1f043597

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 25, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 24, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• W•••••	Independent wealth	Nov 27, 2024	n/a	yes	DENVER, CO\|DENVER, CO	Current employment
I••••• P••••••••• W•••••• L••	Independent wealth	Jul 2, 2021	Feb 20, 2025	no	Denver, CO\|Minnetonka, MN\|St Louis, MO\|MARIETTA, GA\|Denver, CO\|Denver, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• P••••••••• W•••••• L••	H•••••• W•••••	Feb 20, 2025	Nov 27, 2024	-85	Firm change after gap	RIA to RIA
O•••••••••	I••••• P••••••••• W•••••• L••	Jun 30, 2021	Jul 2, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
313928:333752:CO:2025-02-20	Feb 20, 2025	Nov 27, 2024	DENVER, CO	Firm change after gap
106766:313928:KS:2021-06-30	Jun 30, 2021	Jul 2, 2021	OVERLAND PARK, KS	Firm change
146616:289942:CO:2017-09-15	Sep 15, 2017	Oct 13, 2017	DENVER, CO	Firm change

Relationships

Registered with (6)

→ H•••••• W•••••Registered adviserregistration: current employment
Nov 27, 2024 to presentfactForm ADV
→ I••••• P••••••••• W•••••• L••Registered adviserregistration: previous registration
Jul 2, 2021 to Feb 20, 2025factForm ADV
→ O•••••••••Registered adviserregistration: previous registration
Feb 8, 2018 to Jun 30, 2021factForm ADV
→ I••••••• W••••• M•••••••••Registered adviser

Dated events

Occurred
Feb 20, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3026c2e5-6daa-a763-ba83-a95b1f043597
First observed: Mar 25, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.