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RIA / WealthAdvisor32 years in industry

KEVIN JOSEPH SIMS

Advisor at RICHMARK PRIVATE WEALTH MANAGEMENT

FRANKENMUTH, MI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 25, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RICHMARK PRIVATE WEALTH MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 16, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Nov 16, 1993
First registration: Sep 25, 2009
Dual registered: no
Other names: KEVIN JOE SIMS|KEVIN JOE SIMS
IAPD individual key: 2188196

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RICHMARK PRIVATE WEALTH MANAGEMENT	State registered	Apr 15, 2019	n/a	yes	FRANKENMUTH, MI	Current employment
RICHMARK PRIVATE WEALTH MANAGEMENT	State registered	Jan 4, 2019	Jan 17, 2019	no	FRANKENMUTH, MI	Previous registration
Captrust	Institutional manager	Apr 9, 2015	Jan 3, 2019	no	RALEIGH, NC	Previous registration
CAPTRUST FINANCIAL ADVISORS	Former SEC adviser	May 15, 2013	Apr 9, 2015	no	CLARKSTON, MI\|RALEIGH, NC	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Sep 2, 2010	Apr 18, 2013	no	NOVI, MI	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Sep 25, 2009	Aug 17, 2010	no	SAGINAW, MI\|HEMLOCK, MI\|BRIDGEPORT, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Captrust	RICHMARK PRIVATE WEALTH MANAGEMENT	Jan 3, 2019	Jan 4, 2019	1	Firm change	Other
CAPTRUST FINANCIAL ADVISORS	Captrust	Apr 9, 2015	Apr 9, 2015	0	Bulk transfer	Other
VALIC FINANCIAL ADVISORS, INC.	CAPTRUST FINANCIAL ADVISORS	Apr 18, 2013	May 15, 2013	27	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	VALIC FINANCIAL ADVISORS, INC.	Aug 17, 2010	Sep 2, 2010	16	Firm change	Other

Relationships

Registered with (5)

→ RICHMARK PRIVATE WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 4, 2019 to Jan 17, 2019factForm ADV
→ CAPTRUSTRegistered adviserregistration: previous registration
Apr 9, 2015 to Jan 3, 2019factForm ADV
→ CAPTRUST FINANCIAL ADVISORSRegistered adviserregistration: previous registration
May 15, 2013 to Apr 9, 2015factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 2, 2010 to Apr 18, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Sep 25, 2009 to Aug 17, 2010factForm ADV

Dated events

No dated event names this entity yet.