DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kevin Joseph Sims
Feed of 09/14/2026
Also filed as Kevin Joe Sims
At current firm
7 y
since Apr 15, 2019
In the industry
32 y
since Nov 16, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Richmark Private Wealth Management state registered currentsince Apr 15, 2019 · Frankenmuth, Mi
- Richmark Private Wealth Management state registeredJan 4, 2019 to Jan 17, 2019 · Frankenmuth, Mi
- Captrust institutionalApr 9, 2015 to Jan 3, 2019 · Raleigh, Nc
- Captrust Financial Advisors formerMay 15, 2013 to Apr 9, 2015 · Clarkston, Mi
- Valic Financial Advisors, Inc. BD affiliatedSep 2, 2010 to Apr 18, 2013 · Novi, Mi
- Chase Investment Services Corp. formerSep 25, 2009 to Aug 17, 2010 · Saginaw, Mi
Moves
a registration end followed by a registration begin elsewhere
- Captrust to Richmark Private Wealth Managementleft Jan 3, 2019, registered Jan 4, 2019 (1 days) · Other
- Captrust Financial Advisors to Captrustleft Apr 9, 2015, registered Apr 9, 2015 (0 days) · corporate re-registration, not a move
- Valic Financial Advisors, Inc. to Captrust Financial Advisorsleft Apr 18, 2013, registered May 15, 2013 (27 days) · Other
- Chase Investment Services Corp. to Valic Financial Advisors, Inc.left Aug 17, 2010, registered Sep 2, 2010 (16 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address