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RIA / WealthAdvisorCertified Financial Planner13 years in industry

JAMES ANDERSON EGERSTROM

Advisor at CONFIDENCE WEALTH MANAGEMENT, INC.

Torrance, CA

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Search this name across graphsid dfx:ria:302e506d-166c-bffc-a183-d432b9a45ae5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONFIDENCE WEALTH MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 21, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Aug 21, 2013
First registration: Oct 28, 2014
Dual registered: no
Other names: ANDY EGERSTROM|JAMES A EGERSTROM|JAMES EGERSTROM|ANDERSON EGERSTROM
IAPD individual key: 6225590

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONFIDENCE WEALTH MANAGEMENT, INC.	Independent wealth	Jan 1, 2026	n/a	yes	Torrance, CA	Current employment
TARBOX FAMILY OFFICE, INC.	Independent wealth	Aug 29, 2018	Jun 25, 2019	no	NEWPORT BEACH, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 28, 2014	Jun 1, 2018	no	THOUSAND OAKS, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 28, 2014	Jun 1, 2018	no	Thousand Oaks, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TARBOX FAMILY OFFICE, INC.	CONFIDENCE WEALTH MANAGEMENT, INC.	Jun 25, 2019	Jan 1, 2026	2,382	Firm change after gap	RIA to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TARBOX FAMILY OFFICE, INC.	Jun 1, 2018	Aug 29, 2018	89	Firm change	RIA to RIA
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jun 1, 2018	Oct 28, 2014	-1,312	Channel change	Other

Relationships

Registered with (4)

→ CONFIDENCE WEALTH MANAGEMENT, INC.Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ TARBOX FAMILY OFFICE, INC.Registered adviserregistration: previous registration
Aug 29, 2018 to Jun 25, 2019factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 28, 2014 to Jun 1, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 28, 2014 to Jun 1, 2018factForm ADV

Dated events

No dated event names this entity yet.