T••• P••• R•••

Advisor at M••••••

Knoxville, TN | Chattanooga, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Mar 11, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 5, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Oct 18, 2022	n/a	yes	Knoxville, TN\|Chattanooga, TN	Current employment
S••••••• P•••••• C••••• G••••• L••	Former SEC adviser	Mar 24, 2016	Jul 19, 2022	no	Knoxville, TN\|NEWPORT BEACH, CA\|KNOXVILLE, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	M••••••	Jul 21, 2022	Oct 18, 2022	89	Firm change	Ibd to ibd
S••••••• P•••••• C••••• G••••• L••	M••••••	Jul 19, 2022	Oct 18, 2022

Relationships

Registered with (8)

→ M••••••Registered adviserregistration: current employment
Oct 18, 2022 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jan 23, 2013 to Jul 21, 2022factForm ADV
→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 22, 2013 to Jul 19, 2022factForm ADV
→ S••••••• P•••••• C••••• G••••• L••

Dated events

Order

Occurred
21 Jul 2022
Advisor changed firm
••• Locked
Form ADV
Occurred
19 Jul 2022
Advisor changed firm2 events
T••• P••• R•••: advisor changed firm, 2 firms, on 19 Jul 2022
- ••• Locked
- ••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 11, 2004
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.