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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Dominick Bay Pagliaro

Advisor at J.P. MORGAN SECURITIES LLC

Jupiter, FL

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Search this name across graphsid dfx:ria:303a42b4-dddc-4ce0-702c-81185757490d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 21, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S63|S65
First exam: Sep 28, 2007
First registration: Apr 21, 2009
Dual registered: yes, broker-dealer
Other names: DOMINICK bay PAGLIARO|Dominick Pagliaro
IAPD individual key: 5348209

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Mar 2, 2021	n/a	yes	Jupiter, FL	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 2, 2020	Dec 31, 2020	no	Scarsdale, NY	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 2, 2020	Jan 11, 2021	no	Scarsdale, NY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Aug 28, 2017	Apr 30, 2020	no	STAMFORD, CT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 21, 2009	Feb 22, 2017	no	STAMFORD, CT\|MELVILLE, NY\|MERIDEN, CT\|GREENWICH, CT\|TRUMBULL, CT\|WHITE PLAINS, NY\|WESTPORT, CT\|PURCHASE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE, INC.	J.P. MORGAN SECURITIES LLC	Jan 11, 2021	Mar 2, 2021	50	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 31, 2020	Jun 2, 2020	-212	Bulk transfer	Other
EQUITABLE ADVISORS, LLC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Apr 30, 2020	Jun 2, 2020	33	Firm change	Ibd to RIA
WELLS FARGO ADVISORS	EQUITABLE ADVISORS, LLC	Feb 22, 2017	Aug 28, 2017	187	Firm change	Wirehouse to ibd

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Mar 2, 2021 to presentfactForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 2, 2020 to Jan 11, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 2, 2020 to Dec 31, 2020factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 28, 2017 to Apr 30, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 21, 2009 to Feb 22, 2017factForm ADV

Dated events

No dated event names this entity yet.