DFX Intelligence

J••••••• R•• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

J••••••• R•• G••••••

Advisor at J••• M••••• S••••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:303c30e1-2962-cb29-80f8-249964f7b32a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 5, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Jun 11, 2026	n/a	yes	Hemet, CA\|Del Mar, CA\|NORCO, CA\|CORONA, CA\|Hemet, CA\|RIVERSIDE, CA\|Corona, CA\|EASTVALE, CA\|CHINO HILLS, CA\|RIVERSIDE, CA\|EASTVALE, CA\|CORONA, CA\|Ontario, CA\|RIVERSIDE, CA\|CHINO, CA\|CHINO, CA\|Corona, CA\|ONTARIO, CA	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Feb 3, 2022	Jul 2, 2026

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	J••• M••••• S••••••••• L••	Jul 2, 2026	Jun 11, 2026	-21	Firm change	Ibd to wirehouse
C••••••••• W••••• M••••••••• I•••	C•••••• S••••• • C••• I•••	Dec 21, 2021	Feb 3, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
5393:79:CA:2026-07-02	Jul 2, 2026	Jun 11, 2026	SAN DIEGO, CA	Firm change
19616:793:CA:2020-12-07	Dec 7, 2020	Dec 3, 2020	ANAHEIM, CA	Firm change

Relationships

Registered with (6)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Jun 11, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Feb 3, 2022 to Jul 2, 2026factForm ADV
→ C••••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 23, 2021 to Dec 21, 2021factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••

Dated events

Occurred
Jul 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:303c30e1-2962-cb29-80f8-249964f7b32a
First observed: Jul 5, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.