DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jonathan Ray Guillen
Feed of 09/15/2026
Also filed as Jonathan Ray Guillen
At current firm
0 y
since Jun 11, 2026
In the industry
14 y
since Mar 1, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Jun 11, 2026 · Hemet, Ca
- Charles Schwab & Co., Inc. national BDFeb 3, 2022 to Jul 2, 2026 · Indian Wells, Ca
- Confidence Wealth Management, Inc. independent RIAJun 23, 2021 to Dec 21, 2021 · Los Angeles, Ca
- Stifel, Nicolaus & Company, Incorporated national BDDec 3, 2020 to Apr 30, 2021 · Murrieta, Ca
- Wells Fargo Advisors wirehouseDec 19, 2017 to Dec 7, 2020 · Anaheim, Ca
- Edward Jones national BDJul 5, 2017 to Dec 20, 2017 · Canyon Lake, Ca
Moves
a registration end followed by a registration begin elsewhere
- Charles Schwab & Co., Inc. to J.P. Morgan Securities LLCleft Jul 2, 2026, registered Jun 11, 2026 (-21 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- Confidence Wealth Management, Inc. to Charles Schwab & Co., Inc.left Dec 21, 2021, registered Feb 3, 2022 (44 days) · RIA to affiliated broker-dealer or bank
- Stifel, Nicolaus & Company, Incorporated to Confidence Wealth Management, Inc.left Apr 30, 2021, registered Jun 23, 2021 (54 days) · Affiliated broker-dealer or bank to independent RIA
- Wells Fargo Advisors to Stifel, Nicolaus & Company, Incorporatedleft Dec 7, 2020, registered Dec 3, 2020 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Edward Jones to Wells Fargo Advisorsleft Dec 20, 2017, registered Dec 19, 2017 (-1 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- Jonathan Ray Guillen left Charles Schwab & Co., Inc. for J.P. Morgan Securities Llc (registered 2026-06-11)Jul 2, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address