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Advisor at THRIVENT INVESTMENT MANAGEMENT INC.
Fort Lauderdale, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Dec 3, 2021 | n/a | yes | Fort Lauderdale, FL | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 13, 2020 | Nov 10, 2021 | no | Los Angeles, CA|San Diego, CA|Newport Beach, CA | Previous registration |
| WADDELL & REED | Former SEC adviser | Jul 29, 2008 | Aug 17, 2020 | no | VIRGINIA BEACH, VA|RALEIGH, NC|RIVERSIDE, CA|RALEIGH, NC|DENVER, CO|INDIAN WELLS, CA|SAN DIEGO, CA|LAS VEGAS, NV|BREA, CA|ONTARIO, CA|SEAL BEACH, CA|SAN JUAN CAPISTRANO, CA|SAN DIEGO, CA|Seal Beach, CA|ESTERO, FL|RIVERSIDE, CA|INDIAN WELLS, CA|DEL MAR, CA|RAMONA, CA|LAS VEGAS, NV|IRVINE, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 6, 2006 | Jul 28, 2008 | no | PHOENIX, AZ|PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | THRIVENT INVESTMENT MANAGEMENT INC. | Nov 10, 2021 | Dec 3, 2021 | 23 | Firm change | Ibd to ibd |
| WADDELL & REED | AMERIPRISE FINANCIAL SERVICES, LLC | Aug 17, 2020 | Aug 13, 2020 | -4 | Firm change | Ibd to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | WADDELL & REED | Jul 28, 2008 | Jul 29, 2008 | 1 | Firm change | Other |