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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

BRIAN DAVIES

Advisor at WELLS FARGO ADVISORS

BETHESDA, MD | HUNT VALLEY, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:304494ee-76bd-457e-6fdc-d343355a5ce8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 28, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 28, 2018
First registration: Nov 28, 2018
Dual registered: yes, broker-dealer
Other names: Brian Keith Davies
IAPD individual key: 3025771

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jul 27, 2022	n/a	yes	BETHESDA, MD\|HUNT VALLEY, MD	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Nov 28, 2018	Jul 21, 2022	no	Hunt Valley, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	WELLS FARGO ADVISORS	Jul 21, 2022	Jul 27, 2022	6	Firm change	Ibd to wirehouse

Relationships

Registered with (2)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jul 27, 2022 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Nov 28, 2018 to Jul 21, 2022factForm ADV

Dated events

Occurred
Jul 21, 2022
Advisor changed firm
Brian Davies left Raymond James & Associates, Inc. for Wells Fargo Advisors (registered 2022-07-27)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:304494ee-76bd-457e-6fdc-d343355a5ce8
First observed: Nov 28, 2018
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRIAN DAVIES

Advisor at WELLS FARGO ADVISORS

BETHESDA, MD | HUNT VALLEY, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:304494ee-76bd-457e-6fdc-d343355a5ce8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:18 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

Jul 27, 2022

n/a

yes

BETHESDA, MD|HUNT VALLEY, MD

Current employment

RAYMOND JAMES & ASSOCIATES, INC.

National bd RIA

Nov 28, 2018

Jul 21, 2022

Hunt Valley, MD

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

RAYMOND JAMES & ASSOCIATES, INC.

WELLS FARGO ADVISORS

Jul 21, 2022

Jul 27, 2022

Firm change

Ibd to wirehouse