DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

MICHAEL SHAWN ANTHONY

Advisor at MARIDEA WEALTH MANAGEMENT

BEVERLY, OH | BROOKLYN, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:305af0e5-1e4e-1567-dcf2-00dd72413d5d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 26, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARIDEA WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 22, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 22, 2009
First registration: Jul 26, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 5623767

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MARIDEA WEALTH MANAGEMENT	Independent wealth	Jun 1, 2026	n/a	yes	BEVERLY, OH\|BROOKLYN, NY	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 4, 2021	Jun 15, 2026	no	MARIETTA, OH\|BEVERLY, OH\|CHILLICOTHE, OH\|MARIETTA, OH\|BEVERLY, OH\|CHILLICOTHE, OH\|SAN DIEGO, CA	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Jan 8, 2015	Oct 5, 2021	no	MARIETTA, OH\|MARIETTA, OH\|BEVERLY, OH\|OVERLAND PARK, KS	Previous registration
PRIMESOLUTIONS SECURITIES, INC.	n/a	Jul 26, 2010	Dec 31, 2014	no	MARIETTA, OH\|MARIETTA, OH\|CLEVELAND, OH\|MARIETTA, OH\|CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	MARIDEA WEALTH MANAGEMENT	Jun 15, 2026	Jun 1, 2026	-14	Firm change	Ibd to RIA
CETERA ADVISORS LLC	LPL FINANCIAL LLC	Oct 5, 2021	Oct 4, 2021	-1	Firm change	Ibd to ibd
PRIMESOLUTIONS SECURITIES, INC.	CETERA ADVISORS LLC	Dec 31, 2014	Jan 8, 2015	8	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:325523:CA:2026-06-15	Jun 15, 2026	Jun 1, 2026	SAN DIEGO, CA	Firm change

Relationships

Registered with (4)

→ MARIDEA WEALTH MANAGEMENTRegistered adviserregistration: current employment
Jun 1, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 4, 2021 to Jun 15, 2026factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Jan 8, 2015 to Oct 5, 2021factForm ADV
→ PRIMESOLUTIONS SECURITIES, INC.Registered adviserregistration: previous registration
Jul 26, 2010 to Dec 31, 2014factForm ADV

Dated events

Occurred
Jun 15, 2026
Advisor changed firm
Michael Shawn Anthony left Lpl Financial Llc for Maridea Wealth Management (registered 2026-06-01)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:305af0e5-1e4e-1567-dcf2-00dd72413d5d
First observed: Jul 26, 2010
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MICHAEL SHAWN ANTHONY

Advisor at MARIDEA WEALTH MANAGEMENT

BEVERLY, OH | BROOKLYN, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:305af0e5-1e4e-1567-dcf2-00dd72413d5d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:27 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MARIDEA WEALTH MANAGEMENT

Independent wealth

Jun 1, 2026

n/a

yes

BEVERLY, OH|BROOKLYN, NY

Current employment

LPL FINANCIAL LLC

Bd affiliated wealth

Oct 4, 2021

Jun 15, 2026

Previous registration

CETERA ADVISORS LLC

Former SEC adviser

Jan 8, 2015

Oct 5, 2021

MARIETTA, OH|MARIETTA, OH|BEVERLY, OH|OVERLAND PARK, KS

Previous registration

PRIMESOLUTIONS SECURITIES, INC.

n/a

Jul 26, 2010

Dec 31, 2014

MARIETTA, OH|MARIETTA, OH|CLEVELAND, OH|MARIETTA, OH|CLEVELAND, OH

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

LPL FINANCIAL LLC

MARIDEA WEALTH MANAGEMENT

Jun 15, 2026

Jun 1, 2026

-14

Firm change

Ibd to RIA

CETERA ADVISORS LLC

LPL FINANCIAL LLC

Oct 5, 2021

Oct 4, 2021

-1

Firm change

Ibd to ibd

PRIMESOLUTIONS SECURITIES, INC.

CETERA ADVISORS LLC

Dec 31, 2014

Jan 8, 2015

Firm change

Other

Team

Left

Joined

From

Kind

6413:325523:CA:2026-06-15

Jun 15, 2026

Jun 1, 2026

SAN DIEGO, CA

Firm change