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MARIDEA WEALTH MANAGEMENT LLC, CRD 325523
BROOKLYN, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-08-28 (filing); first seen by DFX 2026-09-15.
Dated 2026-06-15 (filing); first seen by DFX 2026-09-15.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MIER WEIJIANG WANG | n/a | BROOKLYN, NY | 2 | 13 | n/a | no |
| KENNETH NEIL BAUSO | Certified Financial Planner|Chartered Financial Analyst | Marfa, TX | Brooklyn, NY | 2 | 27 | 1 | no |
| THOMAS CANDOW JACOBS | n/a | MARFA, TX | Brooklyn, NY | 2 | 13 | 2 | no |
| JASON ROBERT ODETTE | Certified Financial Planner | BROOKLYN, NY | SHAVANO PARK, TX | 2 | 30 | 5 | yes |
| Christopher Ryan McNeil | n/a | SHAVANO PARK, TX | BROOKLYN, NY | 2 | 16 | 3 | yes |
| Kenneth Armistice Marriott | n/a | SHAVANO PARK, TX | BROOKLYN, NY | 2 | 14 | 2 | yes |
| Misty Lynn Marlowe | n/a | BROOKLYN, NY | NEPTUNE, NJ | 1 | 17 | 1 | no |
| JAMES DUSTIN JEDRZIEWSKI | n/a | BROOKLYN, NY | SHAVANO PARK, TX | 1 | 13 | 4 | yes |
| Katrena Boujai Shipp | n/a | SHAVANO PARK, TX | BROOKLYN, NY | 1 | 20 | 3 | yes |
| Henry Newbold Ellis | Certified Financial Planner | BROOKLYN, NY | 1 | 17 | 2 | no |
| Brian Joseph Cathcart | n/a | BROOKLYN, NY | BEND, OR | 1 | 21 | n/a | no |
| Joseph D Robertson | n/a | BROOKLYN, NY | SHAVANO PARK, TX | 1 | 12 | 1 | yes |
| BRIAN ROBERT SHEEHY | n/a | BROOKLYN, NY | CHICAGO, IL | 1 | 32 | 2 | yes |
| BRYAN CURTIS HINMON | Chartered Financial Analyst | DENVER, CO | BROOKLYN, NY | 1 | 18 | 3 | no |
| MICHAEL C PADILLA | n/a | GOLDEN, CO | BROOKLYN, NY | 1 | 18 | 2 | no |
| JARED ALVAH CHASE | n/a | BROOKLYN, NY | YORK, ME | 1 | 10 | 2 | no |
| SHANNA JOELLE Reed | n/a | GILBERT, AZ | BROOKLYN, NY | 1 | 14 | 2 | no |
| Alden Emerson Rowe | n/a | BROOKLYN, NY | GILBERT, AZ | 1 | 10 | 1 | no |
| JOHN JAMES CHICHESTER | Certified Financial Planner|Personal Financial Specialist | PHOENIX, AZ | BROOKLYN, NY | 0 | 25 | 5 | no |
| DAWSON GONWICK | Certified Financial Planner | BROOKLYN, NY | PORTLAND, OR | 0 | 11 | n/a | no |
| Stephanie Trevino Bawolek | Certified Financial Planner | PHOENIX, AZ | BROOKLYN, NY | 0 | 13 | n/a | no |
| NICHOLAS JOHN CROW | Chartered Financial Analyst | BROOKLYN, NY | DENVER, CO | 0 | 12 | 2 | no |
| Sean Yuxiang Sun | n/a | Brooklyn, NY | Paramus, NJ | 0 | 11 | 1 | no |
| RICKIE GALE WALTERS | n/a | BEVERLY, OH | BROOKLYN, NY | 0 | 32 | 2 | yes |
| STACEY NEAL BROOKS | n/a | BROOKLYN, NY | MARIETTA, OH | 0 | 28 | 2 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BUTBUL, ADAM, PINCHAS | CHIEF FINANCIAL OFFICER | Na | yes | 01/2025 | Aug 14, 2026 | Aug 14, 2026 |
| CROW, NICHOLAS, JOHN | CHIEF OPERATING OFFICER | Na | yes | 07/2025 | Aug 14, 2026 | Aug 14, 2026 |
| HINMON, BRYAN, CURTIS | CHIEF INVESTMENT OFFICER | Na | yes | 07/2025 | Aug 14, 2026 | Aug 14, 2026 |
| MARIDEA INTERMEDIATE SUB, LLC | MEMBER / HOLDING COMPANY | E | yes | 10/2024 | Aug 14, 2026 | Aug 14, 2026 |
| PAGLIUCO, ROBERT, STEVEN | CHIEF COMPLIANCE OFFICER | Na | yes | 05/2025 | Aug 14, 2026 | Aug 14, 2026 |
| Sun, Sean, Yuxiang | President | Na | yes | 03/2025 | Aug 14, 2026 | Aug 14, 2026 |
| WANG, MIER, WEIJIANG | MANAGING PARTNER, CEO, IAR | Na | yes | 04/2023 | Aug 14, 2026 | Aug 14, 2026 |
| MARIDEA GLOBAL CAPITAL MANAGEMENT | Owner | E | yes | 03/2023 | Apr 18, 2023 | Dec 17, 2024 |
| WANG, MIER, WEIJIANG | MANAGING MEMBER | E | yes | 03/2023 | Apr 18, 2023 | Dec 17, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| GAGNI ASSET MANAGEMENT LLC | n/a | State registered | $59.8M | Y | no | n/a |
| MARIDEA INSURANCE COMPANY LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SHAVANO PARK | TX | United States | 3 | no |
| SAN ANTONIO | TX | United States | 2 | no |
| Fremont | CA | United States | 1 | no |
| RED BANK | Nj | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 23, 2026 | $959M | $934M | 48 | 26 | 18 | n/a | n/a |
| 2024 | Mar 26, 2025 | $469M | $449M | 21 | 15 | 8 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 12 | 0 | 12 | 0.0% | 3 | 0 | 0 | 29 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $959M | $469M | 104.3% | n/a | n/a | 48 | 21 | 19 | 8 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 2 | Aug 28, 2026 | Aug 17, 2026 | NEW BRITAIN, PA | Team lift out | Ibd to RIA | 0.0% |
| LPL FINANCIAL LLC | 2 | Jun 15, 2026 | Jun 1, 2026 | SAN DIEGO, CA | Team lift out | Ibd to RIA | 0.0% |
| LPL FINANCIAL LLC | 4 | Jun 15, 2026 | Jun 1, 2026 | CHILLICOTHE, OH | Team lift out | Ibd to RIA | 0.0% |
| HOOT WEALTH LLC | 4 | Sep 15, 2025 | Apr 9, 2026 | DENVER, CO | Firm absorbed | Other | 100.0% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2 | Sep 9, 2025 | Aug 27, 2025 | TUCSON, AZ | Team lift out | Ibd to RIA | 0.1% |
| VITALSTONE FINANCIAL, LLC | 4 | Nov 22, 2024 | Sep 30, 2024 | SHAVANO PARK, TX | Firm absorbed | RIA to RIA | 100.0% |
| HUCKLEBERRY CAPITAL MANAGEMENT, LLC | 2 | Nov 8, 2024 | Feb 29, 2024 | MARFA, TX | Team lift out | Other | 66.7% |