DFX Intelligence

C•••••• J•••••••• M••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

C•••••• J•••••••• M••

Advisor at U•• F•••••••• S••••••• I•••

CORAL GABLES, FL | Marco Island, FL

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Search this name across graphsid dfx:ria:3060bccd-73a4-9d84-00ab-c8e3cf3fd15f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 4, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Apr 15, 2021	n/a	yes	CORAL GABLES, FL\|Marco Island, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Nov 18, 2016	Apr 19, 2021	no	CORAL GABLES, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	U•• F•••••••• S••••••• I•••	Apr 19, 2021	Apr 15, 2021	-4	Firm change	Wirehouse to wirehouse
E•• C•••••• A••••••• I•••	W•••• F•••• A•••••••	Nov 28, 2016	Nov 18, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
112224:19616:FL:2016-11-28	Nov 28, 2016	Nov 18, 2016	MIAMI, FL	Firm change

Relationships

Registered with (7)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Apr 15, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 18, 2016 to Apr 19, 2021factForm ADV
→ E•• C•••••• A••••••• I•••Registered adviserregistration: previous registration
Apr 1, 2014 to Nov 28, 2016factForm ADV
→ E•• P•••••• W••••• M••••••••• ••••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3060bccd-73a4-9d84-00ab-c8e3cf3fd15f
First observed: Jun 18, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.