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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

SHERYL DIANE RADOS

Advisor at NWF ADVISORY SERVICES INC

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:30748450-5df3-5626-5a3a-06ad0771f4e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NWF ADVISORY SERVICES INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 11, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 11, 1987
First registration: Jul 8, 1997
Dual registered: yes, broker-dealer
Other names: SHERYL DIANE RADOS|SHERYL RADOS MANOS|SHERYL DIANE MANOS
IAPD individual key: 1678536

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NWF ADVISORY SERVICES INC	Independent wealth	Jul 3, 2015	n/a	yes	NEWPORT BEACH, CA	Current employment
FMSI ADVISERS	Former SEC adviser	Jul 11, 2011	Jul 31, 2015	no	BLOOMINGTON, IL\|BLOOMINGTON, IL\|NEWPORT BEACH, CA	Previous registration
CROWELL, WEEDON & CO.	Former SEC adviser	Jan 20, 2010	Jul 14, 2011	no	NEWPORT BEACH, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jan 27, 2010	no	Irvine, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 8, 1997	Jun 1, 2009	no	IRVINE, CA\|IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FMSI ADVISERS	NWF ADVISORY SERVICES INC	Jul 31, 2015	Jul 3, 2015	-28	Firm change	Other
CROWELL, WEEDON & CO.	FMSI ADVISERS	Jul 14, 2011	Jul 11, 2011	-3	Firm change	Other
MORGAN STANLEY	CROWELL, WEEDON & CO.	Jan 27, 2010	Jan 20, 2010	-7	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
21786:110410:CA:2015-07-31	Jul 31, 2015	Jul 3, 2015	NEWPORT BEACH, CA	Firm change

Relationships

Registered with (5)

→ NWF ADVISORY SERVICES INCRegistered adviserregistration: current employment
Jul 3, 2015 to presentfactForm ADV
→ FMSI ADVISERSRegistered adviserregistration: previous registration
Jul 11, 2011 to Jul 31, 2015factForm ADV
→ CROWELL, WEEDON & CO.Registered adviserregistration: previous registration
Jan 20, 2010 to Jul 14, 2011factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jan 27, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 8, 1997 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.