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RIA / WealthAdvisor19 years in industry

MICHAEL PAUL CORTINA

Advisor at CORTINA CAPITAL, LLC

FALLBROOK, CA

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Search this name across graphsid dfx:ria:3075c9db-8a8e-bcc8-eaaf-9d8aaee1955a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 25, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORTINA CAPITAL, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 21, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S65
First exam: Jul 21, 2007
First registration: Sep 25, 2007
Dual registered: no
IAPD individual key: 5042163

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CORTINA CAPITAL, LLC	State registered	Jul 12, 2018	n/a	yes	FALLBROOK, CA	Current employment
FISHER INVESTMENTS	Independent wealth	Nov 2, 2011	Sep 6, 2012	no	CAMAS, WA\|PLANO, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 6, 2009	Sep 2, 2011	no	CARLSBAD, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 6, 2009	Sep 2, 2011	no	Carlsbad, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 25, 2007	Oct 22, 2007	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FISHER INVESTMENTS	CORTINA CAPITAL, LLC	Sep 6, 2012	Jul 12, 2018	2,135	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Sep 2, 2011	Oct 6, 2009	-696	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Sep 2, 2011	Oct 6, 2009	-696	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 22, 2007	Oct 6, 2009	715	Firm change after gap	Other

Relationships

Registered with (5)

→ CORTINA CAPITAL, LLCRegistered adviserregistration: current employment
Jul 12, 2018 to presentfactForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Nov 2, 2011 to Sep 6, 2012factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 6, 2009 to Sep 2, 2011factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 6, 2009 to Sep 2, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 25, 2007 to Oct 22, 2007factForm ADV

Dated events

No dated event names this entity yet.