DFX Intelligence

T••••• J•••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

T••••• J•••• J•••••

Advisor at O•••• W•••••• I•••

SPOKANE, WA | BELLEVUE, WA

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Search this name across graphsid dfx:ria:3075dfdb-fca5-5e2f-5ecd-727856ea0740

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 3, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 5, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Mar 9, 2022	n/a	yes	BELLEVUE, WA\|SPOKANE, WA	Current employment
C••• F•••••••• S•••••••• L•••	Former SEC adviser	Jun 17, 2019	Mar 9, 2022	no	Spokane, WA\|SAN DIEGO, CA\|Richland, WA\|Kennewick, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• F•••••••• S•••••••• L•••	O•••• W•••••• I•••	Mar 9, 2022	Mar 9, 2022	0	Firm change	Ibd to ibd
M•• I•••••••• S•••••••• L••	C••• F•••••••• S•••••••• L•••	Jun 20, 2019	Jun 17, 2019

Relationships

Registered with (5)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Mar 9, 2022 to presentfactForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Jun 17, 2019 to Mar 9, 2022factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2017 to Jun 20, 2019factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

Occurred
Mar 9, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3075dfdb-fca5-5e2f-5ecd-727856ea0740
First observed: Oct 3, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.