DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T••••• J•••• J•••••
Feed of 09/15/2026
At current firm
4 y
since Mar 9, 2022
In the industry
18 y
since May 5, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Mar 9, 2022 · Bellevue, Wa
- C••• F•••••••• S•••••••• L••• formerJun 17, 2019 to Mar 9, 2022 · Spokane, Wa
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Jun 20, 2019 · Spokane, Wa
- M•• F•••••••• S•••••••• I••• formerDec 7, 2015 to Mar 25, 2017 · Spokane, Wa
- N••••••••• M••••• I••••••••• S••••••••• no RAUMOct 3, 2013 to Nov 18, 2015 · Spokane Valley, Wa
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to O•••• W•••••• I•••left Mar 9, 2022, registered Mar 9, 2022 (0 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to C••• F•••••••• S•••••••• L•••left Jun 20, 2019, registered Jun 17, 2019 (-3 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- N••••••••• M••••• I••••••••• S••••••••• to M•• F•••••••• S•••••••• I•••left Nov 18, 2015, registered Dec 7, 2015 (19 days) · Other
Signals
- T••••• J•••• J••••• left C••• F•••••••• S•••••••• L••• for O•••• W•••••• I••• (registered 2022-03-09)Mar 9, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address