DFX Intelligence

T•••• J•• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

T•••• J•• M•••••

Advisor at C••••••• S••••••••• L••

PIERRE, SD

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Search this name across graphsid dfx:ria:3079693a-f1f8-e0d1-f775-e3a4943a0000

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 10, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 19, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• S••••••••• L••	Bd affiliated wealth	Dec 19, 2011	n/a	yes	PIERRE, SD	Current employment
N•••••••• A•••• M•••••••••	Independent wealth	Apr 10, 2008	Dec 12, 2011	no	PIERRE, SD\|PIERRE, SD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• A•••• M•••••••••	C••••••• S••••••••• L••	Dec 12, 2011	Dec 19, 2011	7	Firm change	Other

Relationships

Registered with (2)

→ C••••••• S••••••••• L••Registered adviserregistration: current employment
Dec 19, 2011 to presentfactForm ADV
→ N•••••••• A•••• M•••••••••Registered adviserregistration: previous registration
Apr 10, 2008 to Dec 12, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3079693a-f1f8-e0d1-f775-e3a4943a0000
First observed: Apr 10, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.