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CRD 7477
MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| KIMBERLY ANN BECKMAN | n/a | BISMARCK, ND | 21 | 32 | 2 | yes |
| GARY BRIAN JOHNSON | n/a | FARGO, ND | 16 | 44 | 2 | yes |
| THOMAS CLINTON BEADNELL | n/a | WATERTOWN, SD | 16 | 38 | 2 | yes |
| NANCY ANN LINNEMAN | n/a | WATERTOWN, SD | 16 | 20 | 2 | yes |
| MARK KENNETH JOHNSON | n/a | Detroit Lakes, MN | FARGO, ND | 15 | 40 | 2 | yes |
| KIMBERLY DASHE JERGER | n/a | FARGO, ND | 15 | 31 | 1 | yes |
| TOBIN JAY MORRIS | n/a | PIERRE, SD | 14 | 21 | 1 | yes |
| JEFFREY DUANE JACOBSON | n/a | MINNEAPOLIS, MN | 14 | 33 | n/a | yes |
| THOMAS PAUL HACKL | n/a | SIOUX FALLS, SD | 13 | 26 | 1 | yes |
| DAVID MICHAEL NYE | n/a | MINNEAPOLIS, MN | 12 | 35 | n/a | yes |
| BRYAN DANIEL JOHNSON | n/a | MINNEAPOLIS, MN | 12 | 28 | n/a | yes |
| MICHAEL TIMOTHY DOLAN | n/a | MINNEAPOLIS, MN | St. Paul, MN | 12 | 42 | n/a | yes |
| JOHN LAWRENCE DROW | Chartered Financial Analyst | MINNEAPOLIS, MN | 12 | 40 | n/a | yes |
| MATTHEW ALAN FOSSEN | n/a | Chaska, MN | 12 | 29 | n/a | yes |
| MARK THOMAS PETERSON | n/a | MINNEAPOLIS, MN | White Bear Township, MN | 12 | 32 | n/a | yes |
| BRADLEY BURTON KLITZKE | n/a | MINNEAPOLIS, MN | Chaska, MN | 12 | 25 | n/a | yes |
| BRIAN JOHN HEIJERMAN | n/a | MINNEAPOLIS, MN | 12 | 17 | 1 | yes |
| ALAN JOSEPH MILLER | n/a | Mitchell, SD | 11 | 20 | 2 | yes |
| DENNIS MICHAEL MARTIN | n/a | Mitchell, SD | SIOUX FALLS, SD | 11 | 35 | 2 | yes |
| NICHOLAS WALKER HARREL | n/a | MINNEAPOLIS, MN | 5 | 11 | 1 | yes |
| STEVEN JOHN HUFF | n/a | MINNEAPOLIS, MN | 5 | 30 | 1 | yes |
| KEVIN WILLIAM REILLY | n/a | Chicago, IL | 4 | 17 | 6 | yes |
| ROGER ALLAN NORRIS | n/a | Detroit Lakes, MN | MINNEAPOLIS, MN | 4 | 34 | n/a | yes |
| BARRY PAUL OXFORD | Chartered Financial Analyst | Stamford, CT | MINNEAPOLIS, MN | 4 | 27 | 1 | yes |
| LUCAS ALBERT WHELAN | n/a | MINNEAPOLIS, MN | 3 | 10 | 1 | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| DOUGHERTY ABSOLUTE EQUITY FUND LLC | Hedge Fund | $4.0M | Jul 16, 2015 | 17 | Feb 28, 2012 | dropped | 021-147627 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COLLIERS INTERNATIONAL GROUP INC. | ULTIMATE OWNER | E | yes | 05/2020 | Jun 4, 2020 | Nov 11, 2024 |
| COLLIERS INTERNATIONAL HOLDINGS (USA), INC. | INDIRECT OWNER | E | yes | 05/2020 | Jun 4, 2020 | Nov 11, 2024 |
| COLLIERS MORTGAGE HOLDINGS LLC | DIRECT OWNER | E | yes | 05/2020 | Jun 4, 2020 | Nov 11, 2024 |
| JACOBSON, JEFFREY DUANE | EVP, CHIEF OPERATING OFFICER & BOARD MEMBER | Na | yes | 05/2020 | Feb 28, 2012 | Nov 11, 2024 |
| JURAN, DAVID BRAMLEY | CHAIRMAN OF THE BOARD | Na | yes | 05/2020 | Feb 28, 2012 | Nov 11, 2024 |
| MULLEN, DAVID THOMAS | EVP, BOARD MEMBER | Na | yes | 05/2020 | Mar 30, 2016 | Nov 11, 2024 |
| THEIS, CRAIG DANIEL | SVP, BOARD MEMBER | Na | yes | 04/2024 | Aug 12, 2024 | Nov 11, 2024 |
| HABLE, DEBORAH MARIE | OPERATIONS MANAGER | Na | no | 01/2001 | Feb 28, 2012 | Nov 11, 2024 |
| HINIKER, JAMES JOHN III | Svp | Na | no | 05/2020 | Jun 4, 2020 | Nov 11, 2024 |
| JOHNSON, MARK KENNETH | VP, BRANCH MANAGER, CHIEF SUPERVISION OFFICER | Na | no | 03/2011 | Feb 28, 2012 | Nov 11, 2024 |
| NORRIS, ROGER ALLAN | SVP, REGISTERED OPTIONS PRINCIPAL | Na | no | 06/2020 | Mar 25, 2015 | Nov 11, 2024 |
| OLAVARRIA, MIGUEL JR. | CONTROLLER & FINOP | Na | no | 11/2024 | Nov 11, 2024 | Nov 11, 2024 |
| STEICHEN, THOMAS FRANCIS | EVP, CCO & GENERAL COUNSEL, BOARD MEMBER | Na | no | 05/2020 | Mar 29, 2018 | Nov 11, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| COLLIERS FUNDING LLC | n/a | n/a | n/a | N | yes | n/a |
| COLLIERS INSURANCE AGENCY LLC | n/a | n/a | n/a | N | yes | n/a |
| COLLIERS MORTGAGE LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SIOUX FALLS | Sd | United States | 3 | yes |
| Fargo | Nd | United States | 2 | yes |
| Mitchell | Sd | United States | 2 | yes |
| Watertown | Sd | United States | 2 | yes |
| Bismarck | Nd | United States | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $330M | $79.0M | 120 | 18 | 7 | n/a | n/a |
| 2024 | Mar 26, 2025 | $281M | $30.9M | 120 | 17 | 6 | n/a | n/a |
| 2023 | Mar 18, 2024 | $263M | $35.7M | 124 | 19 | 7 | n/a | n/a |
| 2022 | Mar 31, 2023 | $229M | $35.9M | 125 | 20 | 8 | n/a | n/a |
| 2021 | Mar 24, 2022 | $302M | $44.2M | 146 | 23 | 7 | n/a | n/a |
| 2020 | Mar 5, 2021 | $276M | $0 | 144 | 24 | 8 | n/a | n/a |
| 2019 | Mar 18, 2020 | $272M | $0 | 144 | 22 | 8 | n/a | n/a |
| 2018 | Mar 29, 2019 | $199M | $0 | 107 | 26 | 8 | n/a | n/a |
| 2017 | Mar 29, 2018 | $172M | $0 | 115 | 29 | 7 | n/a | n/a |
| 2016 | Mar 30, 2017 | $122M | $0 | 116 | 38 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $102M | $0 | 130 | 44 | n/a | n/a | n/a |
| 2014 | Mar 25, 2015 | $110M | $4.0M | 138 | 43 | n/a | 1 | $4.0M |
| 2011 | Feb 28, 2012 | $58.6M | $4.5M | n/a | n/a | n/a | 1 | $4.5M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 1 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $330M | $281M | 17.5% | $229M | 12.9% | 120 | 120 | 7 | 6 |