DFX Intelligence

M•• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

M•• C•••••• M••••••••• L••

CRD 166981

WILMINGTON, DE

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Search this name across graphsid dfx:ria:30970672-721a-dcb7-cc5c-a2a3d022daac

Data as of Mar 20, 2024 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Feb 27, 2013 to Mar 20, 2024
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $60.5M••• Locked
Discretionary RAUM: $60.5M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•• A••• M••••• F••• L•••	Hedge Fund	$60.5M	Mar 20, 2024	13	Feb 27, 2013	reported	021-194718
M•• A••• O••••••• F•••	Hedge Fund	$427,114	Jun 22, 2020

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••• • P••••• A•••••••••	MANAGING MEMBER	D	yes	01/2013	Feb 27, 2013	Mar 20, 2024
M•••••• D••••• F•••	Shareholder	C	yes	06/1986	Feb 27, 2013	Mar 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••• • P••••• A•••••••••	n/a	Mixed wealth	$196M	Y	no	n/a
M••••• • P••••• G• L••	n/a	n/a	n/a	N	yes	n/a
M•• C•••••• G• L••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$60.5M	$54.3M	11.3%	$128M	-22.2%	2	2	0	0

Relationships

Affiliated with (2)

← M••••• • P••••• A•••••••••Registered adviserother investment adviser, bank, pooled vehicle sponsor, control
factForm ADV
→ M••••• • P••••• A•••••••••Registered adviserother investment adviser, pooled vehicle sponsor, control
factForm ADV

Advises (2)

→ M•• A••• M••••• F••• L•••Private fundHedge Fund, IA
Feb 27, 2013 to presentfactForm ADV
→ M•• A••• O••••••• F•••

Dated events

Occurred
May 2, 2025
Left the SEC roster
••• Locked
Form ADVobserved 8 days ago
$60.5M
Occurred
Feb 27, 2013
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30970672-721a-dcb7-cc5c-a2a3d022daac
First observed: Feb 27, 2013
Last observed: Mar 20, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.