DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

M•• C•••••• M••••••••• L••

Former SEC-registered adviserWilmington, DelawareCRD 166981SEC 801-77704IAPD
Latest filing Mar 20, 2024
First filing on the tape Feb 27, 2013 · 24 filings
SEC status approved since Mar 8, 2013
RAUM
$60.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$121M gross assets
History
24 filings and snapshots on the tape
RAUM$60.5M as of Mar 20, 2024
Mar 21, 2014$90.7M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 20, 2024
Mar 21, 20140 then
Employees (5.A)2 as of Mar 20, 2024
Mar 21, 20144 then
Private funds2 as of Mar 20, 2024
Mar 21, 20143 then
RAUM +11% over the last fiscal year-22% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$30.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+11%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$60.5M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M•• A••• M••••• F••• L•••Hedge Fund$60.5M13Feb 27, 2013
      M•• A••• F••• L•Hedge Fund$60.5M13Feb 27, 2013
      M•• A••• O••••••• F•••no longer reportedHedge Fund$427,1141Feb 27, 2013
      Owners and control persons
      Schedule A and B, latest filing
      • M•••••• T•••• D•••• · Ceo/Ciocontrol
        since 04/2013 · owns less than 5%
      • M•••••• D••••• F••• · Shareholdercontrol
        since 06/1986 · owns 25% to 50% of M••••• • P••••• A•••••••••, Inc.
      • M•••••• T•••• D•••• · Membercontrol
        since 02/2013 · owns 75% or more of Mpa A••• Fund T•••
      • K•••••• J••••••• R•••• · Cco
        since 03/2023 · owns less than 5%
      Entity owners
      • M••••• • P••••• A••••••••• · Managing Member
        direct · owns 50% to 75%
      • M•• A••• F••• T••• L•• · Member
        direct · owns 50% to 75%
      Related persons
      Schedule D 7.A
      Advisers that list M•• C•••••• M••••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $54.3M to $60.5M
        Mar 31, 2023 to Mar 20, 2024
      • Pooled vehicle RAUM · $54.3M to $60.5M
        Mar 31, 2023 to Mar 20, 2024
      • RAUM · $54.3M to $60.5M
        Mar 31, 2023 to Mar 20, 2024
      • Discretionary RAUM · $76.6M to $54.3M
        May 4, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $76.6M to $54.3M
        May 4, 2022 to Mar 31, 2023
      • RAUM · $76.6M to $54.3M
        May 4, 2022 to Mar 31, 2023
      • Discretionary RAUM · $128M to $76.6M
        Aug 11, 2021 to Mar 16, 2022
      • Pooled vehicle RAUM · $128M to $76.6M
        Aug 11, 2021 to Mar 16, 2022
      • RAUM · $128M to $76.6M
        Aug 11, 2021 to Mar 16, 2022
      • Accounts · 3 to 2
        Jun 22, 2020 to Mar 30, 2021
      • Pooled vehicle clients · 3 to 2
        Jun 22, 2020 to Mar 30, 2021
      • Private funds · 3 to 2
        Jun 22, 2020 to Mar 30, 2021
      • Discretionary RAUM · $57.3M to $128M
        Jun 22, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $57.3M to $128M
        Jun 22, 2020 to Mar 30, 2021
      • RAUM · $57.3M to $128M
        Jun 22, 2020 to Mar 30, 2021
      • Discretionary RAUM · $107M to $57.3M
        May 6, 2019 to Mar 16, 2020
      • Pooled vehicle RAUM · $107M to $57.3M
        May 6, 2019 to Mar 16, 2020
      • RAUM · $107M to $57.3M
        May 6, 2019 to Mar 16, 2020
      • Discretionary RAUM · $73.2M to $107M
        Mar 29, 2018 to Mar 19, 2019
      • Pooled vehicle RAUM · $73.2M to $107M
        Mar 29, 2018 to Mar 19, 2019
      • RAUM · $73.2M to $107M
        Mar 29, 2018 to Mar 19, 2019
      • Charity clients · unset to 0.0
        Apr 26, 2017 to Mar 29, 2018
      • Corporate clients · unset to 0.0
        Apr 26, 2017 to Mar 29, 2018
      • HNW clients · unset to 0.0
        Apr 26, 2017 to Mar 29, 2018
      • Individual clients · unset to 0.0
        Apr 26, 2017 to Mar 29, 2018
      • Pension plan clients · unset to 0.0
        Apr 26, 2017 to Mar 29, 2018
      • Pooled vehicle clients · unset to 3.0
        Apr 26, 2017 to Mar 29, 2018
      • Other offices · unset to 0.0
        Apr 26, 2017 to Mar 29, 2018
      • Discretionary RAUM · $73.2M to $73.2M
        Apr 26, 2017 to Mar 29, 2018
      • Pooled vehicle RAUM · unset to 73234634.0
        Apr 26, 2017 to Mar 29, 2018
      • RAUM · $73.2M to $73.2M
        Apr 26, 2017 to Mar 29, 2018
      • Discretionary RAUM · $54.3M to $73.2M
        Mar 29, 2017 to Apr 26, 2017
      • RAUM · $54.3M to $73.2M
        Mar 29, 2017 to Apr 26, 2017
      • Advisory employees · 3 to 2
        May 5, 2016 to Mar 28, 2017
      • Employees · 3 to 2
        May 5, 2016 to Mar 28, 2017
      • Discretionary RAUM · $64.4M to $54.3M
        May 5, 2016 to Mar 28, 2017
      • RAUM · $64.4M to $54.3M
        May 5, 2016 to Mar 28, 2017
      • Advisory employees · 4 to 3
        Dec 16, 2015 to Mar 16, 2016
      • Employees · 5 to 3
        Dec 16, 2015 to Mar 16, 2016
      • Discretionary RAUM · $98.0M to $64.4M
        Dec 16, 2015 to Mar 16, 2016
      Signals
      2 dated events
      • M•• C•••••• M••••••••• L•• no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $60.5M)
        May 2, 2025 · Left the SEC roster · derived
      • M•• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Feb 27, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026