DFX Intelligence

L•••• R••••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

L•••• R••••• J•••••

Advisor at 4••• I••••••••• P•••••••••

WAUNAKEE, WI | Madison, WI

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Search this name across graphsid dfx:ria:30970eab-09a9-6806-232a-4ae612364f17

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 17, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 4••• I••••••••• P•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Nov 28, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
4••• I••••••••• P•••••••••	Institutional manager	May 5, 2016	n/a	yes	Madison, WI\|WAUNAKEE, WI	Current employment
P••••••••• B•••••••• S•••••••• I•••	Independent wealth	Mar 17, 2002	May 12, 2016	no	BELOIT, WI\|MADISON, WI\|Oconomowoc, WI\|MADISON, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• B•••••••• S•••••••• I•••	4••• I••••••••• P•••••••••	May 12, 2016	May 5, 2016	-7	Firm change	Other

Relationships

Registered with (2)

→ 4••• I••••••••• P•••••••••Registered adviserregistration: current employment
May 5, 2016 to presentfactForm ADV
→ P••••••••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 17, 2002 to May 12, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30970eab-09a9-6806-232a-4ae612364f17
First observed: Mar 17, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.