DFX Intelligence

M•••••• B••••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

M•••••• B••••••• L••••••

Advisor at L•• F•••••••• L••

DARIEN, CT | GREENWICH, CT

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Search this name across graphsid dfx:ria:3097d3a4-41c2-0cdd-0582-bd2dcf61a0df

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: May 28, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 9, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 8, 2026	n/a	yes	GREENWICH, CT\|DARIEN, CT	Current employment
O•••• I••••••••• I•••	Bd affiliated wealth	Aug 21, 2025	Jun 2, 2026	no	Norwalk, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• I••••••••• I•••	L•• F•••••••• L••	Jun 2, 2026	Jun 8, 2026	6	Firm change	Ibd to ibd
G••••• I••••••••• A•••••••	O•••• I••••••••• I•••	Sep 15, 2025	Aug 21, 2025

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 8, 2026 to presentfactForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Aug 21, 2025 to Jun 2, 2026factForm ADV
→ G••••• I••••••••• A•••••••Registered adviserregistration: previous registration
Oct 4, 2024 to Sep 15, 2025factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Jun 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 7, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3097d3a4-41c2-0cdd-0582-bd2dcf61a0df
First observed: May 28, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.