DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Benjamin Liebson

LPL Financial LLCBD affiliatedDarien, Ct dual registrantIAPD 2644704

Feed of 09/15/2026

Also filed as Michael Liebson

At current firm

0 y

since Jun 8, 2026

In the industry

29 y

since Apr 9, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jun 8, 2026 · Greenwich, Ct
Osaic Institutions, Inc. BD affiliated
Aug 21, 2025 to Jun 2, 2026 · Norwalk, Ct
Global Investment Advisory independent RIA
Oct 4, 2024 to Sep 15, 2025 · Briarcliff Manor, Ny
UBS Financial Services Inc. wirehouse
Feb 26, 2014 to Oct 7, 2024 · Weehawken, Nj
Ast Investment Services, Inc. asset manager
Jul 14, 2011 to Feb 28, 2014 · Shelton, Ct
Chase Investment Services Corp. former
May 28, 2008 to Jul 6, 2011 · Danbury, Ct

Moves

a registration end followed by a registration begin elsewhere

Osaic Institutions, Inc. to LPL Financial LLC
left Jun 2, 2026, registered Jun 8, 2026 (6 days) · Affiliated broker-dealer or bank to another
Global Investment Advisory to Osaic Institutions, Inc.
left Sep 15, 2025, registered Aug 21, 2025 (-25 days) · RIA to affiliated broker-dealer or bank
UBS Financial Services Inc. to Global Investment Advisory
left Oct 7, 2024, registered Oct 4, 2024 (-3 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Ast Investment Services, Inc. to UBS Financial Services Inc.
left Feb 28, 2014, registered Feb 26, 2014 (-2 days) · Other
Chase Investment Services Corp. to Ast Investment Services, Inc.
left Jul 6, 2011, registered Jul 14, 2011 (8 days) · Other

Signals

Michael Benjamin Liebson left Osaic Institutions, Inc. for Lpl Financial Llc (registered 2026-06-08)
Jun 2, 2026 · Advisor changed firm · fact
Michael Benjamin Liebson left Global Investment Advisory for Osaic Institutions, Inc. (registered 2025-08-21)
Sep 15, 2025 · Advisor changed firm · fact
Michael Benjamin Liebson left Ubs Financial Services Inc. for Global Investment Advisory (registered 2024-10-04)
Oct 7, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address