DFX Intelligence

J••• A•••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst21 years in industry

J••• A•••• L••••••

Advisor at M••••••• A••••••• I••

NEW YORK, NY

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Search this name across graphsid dfx:ria:309b148c-4ca1-2194-f9c3-5cbecffc01df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• A••••••• I••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: May 13, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• A••••••• I••	Mixed wealth	Dec 1, 2021	n/a	yes	NEW YORK, NY	Current employment
A••••••••• L•••	Other adviser	May 30, 2006	Oct 18, 2006	no	NASHVILLE, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L•••	M••••••• A••••••• I••	Oct 18, 2006	Dec 1, 2021	5,523	Firm change after gap	Other
M••••• S•••••• D• I•••	A••••••••• L•••	Feb 23, 2006	May 30, 2006

Relationships

Registered with (3)

→ M••••••• A••••••• I••Registered adviserregistration: current employment
Dec 1, 2021 to presentfactForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
May 30, 2006 to Oct 18, 2006factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Jan 3, 2006 to Feb 23, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:309b148c-4ca1-2194-f9c3-5cbecffc01df
First observed: Jan 3, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.