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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

MONTROSE ADVISORS INC

MONTROSE ADVISORS INCORPORATED, CRD 105918

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7bea9f68-790f-7e55-107e-d78f9122498d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 5
On other graphs: 0
Observed: Mar 27, 2012 to Sep 14, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.21 fund_share=0.79 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $671MItem 5.F on the latest filing (2026-09-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $135M
Private client RAUM: $141MderivedItem 5.D individuals plus high net worth individuals
Private client share: 21%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $335Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 30
High net worth clients: 24
Custody, client assets: $2.5M
SEC number: 801-45235
CRD: 105918
Filings on the tape: 33
First filed: Mar 27, 2012
Latest filed: Sep 14, 2026
Organised: Corporation, NY
Website: montroseadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KENNETH MILES LUBBOCK	n/a	NEW YORK, NY	5	34	n/a	no
JOHN ANGUS LUBBOCK	Chartered Financial Analyst	NEW YORK, NY	4	21	2	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MONTROSE PARTNERS, L.P.	Hedge Fund	$25.0M	Jun 10, 2024	55	Mar 27, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LUBBOCK, KENNETH, MILES	EXECUTIVE CHAIRMAN AND SHAREHOLDER AND DIRECTOR AND TREASURER	C	yes	09/1992	Mar 27, 2012	Jun 10, 2024
TRAIN, LISA	SHAREHOLDER AND DIRECTOR	A	yes	09/1992	Mar 27, 2012	Jun 10, 2024
CHOA, NINA, T	Shareholder	A	no	09/1992	Mar 27, 2012	Jun 10, 2024
KLEBNIKOV, HELEN, T	Shareholder	A	no	09/1992	Mar 27, 2012	Jun 10, 2024
LUBBOCK, JOHN, ANGUS	PRESIDENT, SHAREHOLDER AND DIRECTOR	D	no	12/2012	Mar 25, 2013	Jun 10, 2024
MCNAUGHTON, LOIS	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	Na	no	03/2002	Mar 27, 2012	Jun 10, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$671M	$135M	5	3	0	1	n/a
2024	Mar 17, 2025	$647M	$110M	5	3	0	1	n/a
2023	Mar 19, 2024	$413M	$107M	5	3	0	1	$25.0M
2022	Mar 15, 2023	$240M	$90.8M	5	3	0	1	$25.0M
2021	Mar 25, 2022	$461M	$107M	4	3	0	1	$25.0M
2020	Mar 29, 2021	$371M	$96.4M	5	3	0	1	$14.8M
2019	Mar 23, 2020	$189M	$69.5M	5	3	0	1	$14.8M
2018	Mar 26, 2019	$150M	$64.7M	5	3	0	1	$14.8M
2017	Mar 26, 2018	$175M	$72.4M	5	3	0	1	$17.2M
2016	Mar 27, 2017	$437M	$84.1M	5	3	n/a	1	$17.2M
2015	Mar 15, 2016	$283M	$79.0M	5	3	n/a	1	$20.3M
2014	Mar 27, 2015	$329M	$68.1M	5	3	n/a	1	$20.3M
2013	Mar 10, 2014	$270M	$35.4M	4	3	n/a	1	$20.5M
2012	Mar 25, 2013	$209M	$35.0M	4	3	n/a	1	$20.5M
2011	Mar 27, 2012	$241M	$29.1M	n/a	n/a	n/a	1	$17.8M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$671M	$647M	3.6%	$240M	40.8%	5	5	0	0

Relationships

Advises (1)

→ MONTROSE PARTNERS, L.P.Private fundHedge Fund, IA
Mar 27, 2012 to presentfactForm ADV

Registered with (2)

← JOHN ANGUS LUBBOCKAdvisorregistration: current employment
Dec 1, 2021 to presentfactForm ADV
← KENNETH MILES LUBBOCKAdvisorregistration: current employment
Nov 28, 2020 to presentfactForm ADV

Affiliated with (1)

← MONTROSE PRIVATE CLIENTSRegistered adviserother investment adviser
factForm ADV

Owns (4)

← CHOA, NINA, TOwnerSHAREHOLDER, ownership code A, individual
Mar 27, 2012 to Jun 10, 2024factForm ADV
← KLEBNIKOV, HELEN, TOwnerSHAREHOLDER, ownership code A, individual
Mar 27, 2012 to Jun 10, 2024factForm ADV
← MCNAUGHTON, LOISOwnerVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2012 to Jun 10, 2024factForm ADV
← LUBBOCK, JOHN, ANGUSOwnerPRESIDENT, SHAREHOLDER AND DIRECTOR, ownership code D, individual
Mar 25, 2013 to Jun 10, 2024factForm ADV

Controls (2)

← TRAIN, LISAOwnerSHAREHOLDER AND DIRECTOR, ownership code A, individual
Mar 27, 2012 to Jun 10, 2024factForm ADV
← LUBBOCK, KENNETH, MILESOwnerEXECUTIVE CHAIRMAN AND SHAREHOLDER AND DIRECTOR AND TREASURER, ownership code C, individual
Mar 27, 2012 to Jun 10, 2024factForm ADV

Dated events

Occurred
Mar 17, 2025
Regulatory AUM changed
Montrose Advisors Inc reported RAUM $647.5M, up 57% from $413.1M (2024-06-10 to 2025-03-17)
Form ADVobserved 6 days ago
$234M
Occurred
Mar 19, 2024
Regulatory AUM changed
Montrose Advisors Inc reported RAUM $413.1M, up 72% from $240.1M (2023-07-10 to 2024-03-19)
Form ADVobserved 6 days ago
$173M
Occurred
Mar 15, 2023
Regulatory AUM changed
Montrose Advisors Inc reported RAUM $240.1M, down 48% from $460.9M (2022-10-03 to 2023-03-15)
Form ADVobserved 6 days ago
$-221M
Occurred
Mar 29, 2021
Regulatory AUM changed
Montrose Advisors Inc reported RAUM $370.8M, up 96% from $189.4M (2020-10-21 to 2021-03-29)
Form ADVobserved 6 days ago
$181M
Occurred
Mar 26, 2018
Regulatory AUM changed
Montrose Advisors Inc reported RAUM $174.7M, down 60% from $436.5M (2017-03-27 to 2018-03-26)
Form ADVobserved 6 days ago
$-262M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7bea9f68-790f-7e55-107e-d78f9122498d
First observed: Mar 27, 2012
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MONTROSE ADVISORS INC

MONTROSE ADVISORS INCORPORATED, CRD 105918

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7bea9f68-790f-7e55-107e-d78f9122498d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:13 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KENNETH MILES LUBBOCK

n/a

NEW YORK, NY

n/a

JOHN ANGUS LUBBOCK

Chartered Financial Analyst

NEW YORK, NY

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MONTROSE PARTNERS, L.P.

Hedge Fund

$25.0M

Jun 10, 2024

Mar 27, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LUBBOCK, KENNETH, MILES

EXECUTIVE CHAIRMAN AND SHAREHOLDER AND DIRECTOR AND TREASURER

yes

09/1992

Mar 27, 2012

Jun 10, 2024

TRAIN, LISA

SHAREHOLDER AND DIRECTOR

yes

09/1992

Mar 27, 2012

Jun 10, 2024

CHOA, NINA, T

Shareholder

09/1992

Mar 27, 2012

Jun 10, 2024

KLEBNIKOV, HELEN, T

Shareholder

09/1992

Mar 27, 2012

Jun 10, 2024

LUBBOCK, JOHN, ANGUS

PRESIDENT, SHAREHOLDER AND DIRECTOR

12/2012

Mar 25, 2013

Jun 10, 2024

MCNAUGHTON, LOIS

VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER

03/2002

Mar 27, 2012

Jun 10, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$671M

$135M

n/a

2024

Mar 17, 2025

$647M

$110M

n/a

2023

Mar 19, 2024

$413M

$107M

$25.0M

2022

Mar 15, 2023

$240M

$90.8M

$25.0M

2021

Mar 25, 2022

$461M

$107M

$25.0M

2020

Mar 29, 2021

$371M

$96.4M

$14.8M

2019

Mar 23, 2020

$189M

$69.5M

$14.8M

2018

Mar 26, 2019

$150M

$64.7M

$14.8M

2017

Mar 26, 2018

$175M

$72.4M

$17.2M

2016

Mar 27, 2017

$437M

$84.1M

n/a

$17.2M

2015

Mar 15, 2016

$283M

$79.0M

n/a

$20.3M

2014

Mar 27, 2015

$329M

$68.1M

n/a

$20.3M

2013

Mar 10, 2014

$270M

$35.4M

n/a

$20.5M

2012

Mar 25, 2013

$209M

$35.0M

n/a

$20.5M

2011

Mar 27, 2012

$241M

$29.1M

n/a

$17.8M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$671M

$647M

3.6%

$240M

40.8%