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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

RAUL ALFONSO ISERN

Advisor at ATLANTIC FAMILY WEALTH, LLC

CORAL GABLES, FL

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Search this name across graphsid dfx:ria:309cde95-7ef9-4f79-d92f-ab4ec8f632e1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 24, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ATLANTIC FAMILY WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 4, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Feb 4, 1993
First registration: Nov 24, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 2308312

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ATLANTIC FAMILY WEALTH, LLC	Independent wealth	Sep 16, 2014	n/a	yes	CORAL GABLES, FL	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 16, 2009	n/a	yes	CORAL GABLES, FL	Current employment
BARCLAYS CAPITAL INC.	Former SEC adviser	Jan 22, 2009	Nov 24, 2009	no	MIAMI, FL	Previous registration
LEHMAN BROTHERS INC.	n/a	Nov 6, 2003	Oct 15, 2008	no	MIAMI, FL\|NEW YORK, NY\|MIAMI, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Nov 24, 1999	Oct 14, 2002	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BARCLAYS CAPITAL INC.	LPL FINANCIAL LLC	Nov 24, 2009	Nov 16, 2009	-8	Firm change	Other
LEHMAN BROTHERS INC.	BARCLAYS CAPITAL INC.	Oct 15, 2008	Jan 22, 2009	99	Bulk transfer	Other
MORGAN STANLEY & CO. LLC	LEHMAN BROTHERS INC.	Oct 14, 2002	Nov 6, 2003	388	Firm change	Other

Relationships

Registered with (5)

→ ATLANTIC FAMILY WEALTH, LLCRegistered adviserregistration: current employment
Sep 16, 2014 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 16, 2009 to presentfactForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Jan 22, 2009 to Nov 24, 2009factForm ADV
→ LEHMAN BROTHERS INC.Registered adviserregistration: previous registration
Nov 6, 2003 to Oct 15, 2008factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Nov 24, 1999 to Oct 14, 2002factForm ADV

Dated events

No dated event names this entity yet.