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CRD 171062
CORAL GABLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| RAUL ALFONSO ISERN | Certified Financial Planner | CORAL GABLES, FL | 16 | 33 | 3 | yes |
| Daniela Alexandra Munoz | n/a | CORAL GABLES, FL | 0 | 10 | n/a | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ISERN, RAUL, ALFONSO | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | yes | 05/2014 | Mar 22, 2022 | Mar 27, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 20, 2026 | $210M | $202M | 4 | 1 | 0 | n/a | n/a |
| 2024 | Mar 27, 2025 | $213M | $206M | 4 | 1 | 0 | n/a | n/a |
| 2023 | Mar 27, 2024 | $190M | $184M | 4 | 1 | 0 | n/a | n/a |
| 2022 | Mar 6, 2023 | $135M | $130M | 3 | 1 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $210M | $213M | -1.4% | $135M | 15.9% | 4 | 4 | 0 | 0 |