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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

JOHN PATRICK ABRIOLA

Advisor at UNITED CAPITAL FINANCIAL ADVISORS

CARNEGIE, PA

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Search this name across graphsid dfx:ria:30a03323-ac13-5d85-b5f6-673a12cb402f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED CAPITAL FINANCIAL ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Dec 16, 1986
First registration: Jan 3, 2002
Dual registered: yes, broker-dealer
Other names: JACK ABRIOLA
IAPD individual key: 1563684

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Oct 30, 2015	n/a	yes	CARNEGIE, PA	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Nov 1, 2017	Nov 13, 2017	no	Carnegie, PA	Previous registration
GIRARD SECURITIES, INC.	Former SEC adviser	Nov 25, 2015	Nov 1, 2017	no	SAN DIEGO, CA\|Carnegie, PA	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 4, 2008	Nov 6, 2015	no	CARNEGIE, PA\|CORNELIUS, NC	Previous registration
SELECT FINANCIAL GROUP, LLC	Former SEC adviser	Jan 3, 2002	Jul 11, 2016	no	CARNEGIE, PA\|CARNEGIE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISOR NETWORKS LLC	n/a	Nov 13, 2017	n/a	n/a	Departure no registered destination	Departure
GIRARD SECURITIES, INC.	CETERA ADVISOR NETWORKS LLC	Nov 1, 2017	Nov 1, 2017	0	Bulk transfer	Other
SELECT FINANCIAL GROUP, LLC	OSAIC WEALTH, INC.	Jul 11, 2016	Sep 4, 2008	-2,867	Firm change after gap	Other
OSAIC WEALTH, INC.	UNITED CAPITAL FINANCIAL ADVISORS	Nov 6, 2015	Oct 30, 2015	-7	Firm change	Other

Relationships

Registered with (5)

→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: current employment
Oct 30, 2015 to presentfactForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Nov 1, 2017 to Nov 13, 2017factForm ADV
→ GIRARD SECURITIES, INC.Registered adviserregistration: previous registration
Nov 25, 2015 to Nov 1, 2017factForm ADV
→ SELECT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Jan 3, 2002 to Jul 11, 2016factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Sep 4, 2008 to Nov 6, 2015factForm ADV

Dated events

No dated event names this entity yet.