DFX Intelligence

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

SELECT FINANCIAL GROUP, LLC

CRD 111099

CARNEGIE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:de6b3e8d-771b-4200-367d-b827fae8ecf5

Data as of Mar 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 17, 2012 to Mar 29, 2016
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $10.8MItem 5.F on the latest filing (2016-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $10.8M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 5
Accounts: 9
SEC number: 801-60201
CRD: 111099
Filings on the tape: 6
First filed: Mar 17, 2012
Latest filed: Mar 29, 2016
Organised: Limited Liability Company, Pennsylvania

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ABRIOLA, JOHN, PATRICK	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	E	yes	01/2001	Mar 17, 2012	Mar 29, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CHRISTOPHER S. GREEN	n/a	n/a	n/a	N	no	n/a
JOHN P. ABRIOLA	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$10.8M	$10.8M	7	5	n/a	n/a	n/a
2014	Mar 17, 2015	$190M	$58.7M	9	6	n/a	n/a	n/a
2013	Mar 3, 2014	$180M	$58.4M	9	6	n/a	n/a	n/a
2012	Mar 21, 2013	$173M	$60.4M	8	6	n/a	n/a	n/a
2011	Mar 17, 2012	$148M	$55.8M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$10.8M	$190M	-94.3%	$173M	-60.2%	7	9	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
UNITED CAPITAL FINANCIAL ADVISORS	3	Jul 11, 2016	Oct 30, 2015	CARNEGIE, PA	Firm absorbed	Other	75.0%
OSAIC WEALTH, INC.	2	Nov 13, 2015	Mar 5, 2014	CARNEGIE, PA	Team lift out	Other	28.6%

Relationships

Controls (1)

← ABRIOLA, JOHN, PATRICKOwnerMANAGING MEMBER / CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 17, 2012 to presentfactForm ADV

Registered with (8)

← REGIS EDWARD RUANEAdvisorregistration: previous registration
Oct 22, 2003 to Jul 11, 2016factForm ADV
← JOHN PATRICK ABRIOLAAdvisorregistration: previous registration
Jan 3, 2002 to Jul 11, 2016factForm ADV
← KENNETH JEFFREY HANNAAdvisorregistration: previous registration
Aug 17, 2011 to Jul 11, 2016factForm ADV
← DIANA ELIZABETH HALLASAdvisorregistration: previous registration
Nov 24, 2014 to Jul 11, 2016factForm ADV
← TED WILLIAM DROSTAdvisorregistration: previous registration
Sep 5, 2008 to Nov 19, 2015factForm ADV
← RYAN PATRICK NEUPAVERAdvisorregistration: previous registration
Sep 8, 2010 to Nov 13, 2015factForm ADV
← GREGORY T BRICKERAdvisorregistration: previous registration
Mar 25, 2015 to Nov 13, 2015factForm ADV
← WILLIAM EDWARD BAKERAdvisorregistration: previous registration
Dec 20, 2001 to Apr 4, 2011factForm ADV

Moved with (2)

→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviser3 advisors, firm absorbed, same day
Jul 11, 2016 to Oct 30, 2015factForm ADV
→ OSAIC WEALTH, INC.Registered adviser2 advisors, team lift out
Nov 13, 2015 to Mar 5, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de6b3e8d-771b-4200-367d-b827fae8ecf5
First observed: Mar 17, 2012
Last observed: Mar 29, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SELECT FINANCIAL GROUP, LLC

CRD 111099

CARNEGIE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:de6b3e8d-771b-4200-367d-b827fae8ecf5

Data as of Mar 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:11 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ABRIOLA, JOHN, PATRICK

MANAGING MEMBER / CHIEF COMPLIANCE OFFICER

yes

01/2001

Mar 17, 2012

Mar 29, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CHRISTOPHER S. GREEN

n/a

JOHN P. ABRIOLA

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 29, 2016

$10.8M

n/a

2014

Mar 17, 2015

$190M

$58.7M

n/a

2013

Mar 3, 2014

$180M

$58.4M

n/a

2012

Mar 21, 2013

$173M

$60.4M

n/a

2011

Mar 17, 2012

$148M

$55.8M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$10.8M

$190M

-94.3%

$173M

-60.2%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

UNITED CAPITAL FINANCIAL ADVISORS

Jul 11, 2016

Oct 30, 2015

CARNEGIE, PA

Firm absorbed

Other

75.0%

OSAIC WEALTH, INC.

Nov 13, 2015

Mar 5, 2014

CARNEGIE, PA

Team lift out

Other

28.6%