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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

ANDREW JOSEPH ARNOLD

Advisor at M3SIXTY CAPITAL, LLC

FAIRWAY, KS | Downers Grove, IL

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Search this name across graphsid dfx:ria:30a079eb-9c92-c38f-c593-5ad2d125ae01

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M3SIXTY CAPITAL, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 28, 1998
First registration: Aug 30, 2002
Dual registered: yes, broker-dealer
Other names: ANDY ARNOLD|Andrew Joseph Arnold|Andrew Joseph Arnold|Andrew Arnold|ANDREW JOSPEH ARNOLD
IAPD individual key: 3091716

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M3SIXTY CAPITAL, LLC	Asset manager	Feb 8, 2024	n/a	yes	FAIRWAY, KS\|Downers Grove, IL	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 26, 2021	Mar 8, 2022	no	MERRIMACK, NH	Previous registration
RAYMOND JAMES INVESTMENT MANAGEMENT	Asset manager	May 10, 2018	Aug 20, 2019	no	Chicago, IL	Previous registration
SCOUT INVESTMENTS, INC.	Asset manager	Jun 4, 2009	Nov 21, 2017	no	KANSAS CITY, MO\|Chicago, IL\|Chicago, IL	Previous registration
UMB FINANCIAL SERVICES, INC.	Independent wealth	Jun 4, 2009	Jun 4, 2009	no	CHICAGO, IL\|KANSAS CITY, MO	Previous registration
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	Other adviser	Jul 24, 2003	Jan 10, 2008	no	NEW YORK, NY	Previous registration
GOLDMAN SACHS & CO. LLC	Wirehouse	Aug 30, 2002	Jul 10, 2007	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	M3SIXTY CAPITAL, LLC	Mar 8, 2022	Feb 8, 2024	702	Firm change after gap	Ibd to new firm
RAYMOND JAMES INVESTMENT MANAGEMENT	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Aug 20, 2019	Jul 26, 2021	706	Firm change after gap	Other
SCOUT INVESTMENTS, INC.	RAYMOND JAMES INVESTMENT MANAGEMENT	Nov 21, 2017	May 10, 2018	170	Channel change	Other
UMB FINANCIAL SERVICES, INC.	SCOUT INVESTMENTS, INC.	Jun 4, 2009	Jun 4, 2009	0	Firm change	Other
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	UMB FINANCIAL SERVICES, INC.	Jan 10, 2008	Jun 4, 2009	511	Firm change after gap	Other
GOLDMAN SACHS & CO. LLC	GOLDMAN SACHS ASSET MANAGEMENT, L.P.	Jul 10, 2007	Jul 24, 2003	-1,447	Channel change	Other

Relationships

Registered with (7)

→ M3SIXTY CAPITAL, LLCRegistered adviserregistration: current employment
Feb 8, 2024 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 26, 2021 to Mar 8, 2022factForm ADV
→ RAYMOND JAMES INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
May 10, 2018 to Aug 20, 2019factForm ADV
→ SCOUT INVESTMENTS, INC.Registered adviserregistration: previous registration
Jun 4, 2009 to Nov 21, 2017factForm ADV
→ UMB FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 4, 2009 to Jun 4, 2009factForm ADV
→ GOLDMAN SACHS ASSET MANAGEMENT, L.P.Registered adviserregistration: previous registration
Jul 24, 2003 to Jan 10, 2008factForm ADV
→ GOLDMAN SACHS & CO. LLCRegistered adviserregistration: previous registration
Aug 30, 2002 to Jul 10, 2007factForm ADV

Dated events

Occurred
Mar 8, 2022
Advisor changed firm
Andrew Joseph Arnold left Fidelity Personal And Workplace Advisors for M3Sixty Capital, Llc (registered 2024-02-08)
Form ADVobserved 4 days ago