DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Andrew Joseph Arnold

M3sixty Capital, LLCasset managerFairway, Ks dual registrantIAPD 3091716

Feed of 09/14/2026

Also filed as Andy Arnold

At current firm

2 y

since Feb 8, 2024

In the industry

28 y

since Aug 28, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M3sixty Capital, LLC asset manager current
since Feb 8, 2024 · Fairway, Ks
Fidelity Personal And Workplace Advisors former
Jul 26, 2021 to Mar 8, 2022 · Merrimack, Nh
Raymond James Investment Management asset manager
May 10, 2018 to Aug 20, 2019 · Chicago, Il
Umb Financial Services, Inc. independent RIA
Jun 4, 2009 to Jun 4, 2009 · Chicago, Il
Scout Investments, Inc. asset manager
Jun 4, 2009 to Nov 21, 2017 · Kansas City, Mo
Goldman Sachs Asset Management, L.P. other
Jul 24, 2003 to Jan 10, 2008 · New York, Ny
Goldman Sachs & Co. LLC wirehouse
Aug 30, 2002 to Jul 10, 2007 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

Fidelity Personal And Workplace Advisors to M3sixty Capital, LLC
left Mar 8, 2022, registered Feb 8, 2024 (702 days) · Affiliated broker-dealer or bank to a newly registered adviser
Raymond James Investment Management to Fidelity Personal And Workplace Advisors
left Aug 20, 2019, registered Jul 26, 2021 (706 days) · Other
Scout Investments, Inc. to Raymond James Investment Management
left Nov 21, 2017, registered May 10, 2018 (170 days) · channel change inside one enterprise, not a move
Umb Financial Services, Inc. to Scout Investments, Inc.
left Jun 4, 2009, registered Jun 4, 2009 (0 days) · Other
Goldman Sachs Asset Management, L.P. to Umb Financial Services, Inc.
left Jan 10, 2008, registered Jun 4, 2009 (511 days) · Other
Goldman Sachs & Co. LLC to Goldman Sachs Asset Management, L.P.
left Jul 10, 2007, registered Jul 24, 2003 (-1447 days) · channel change inside one enterprise, not a move

Signals

Andrew Joseph Arnold left Fidelity Personal And Workplace Advisors for M3Sixty Capital, Llc (registered 2024-02-08)
Mar 8, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address