DFX Intelligence

W•••••• J•••• O•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

W•••••• J•••• O•••••••

Advisor at S••••• A•••••••• L••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:30a1f801-c927-c4ea-c084-39db2ea80eb1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 20, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 18, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A•••••••• L••	Independent wealth	Feb 10, 2025	n/a	yes	SAN DIEGO, CA	Current employment
T•• W••••• C••••••••• G••••	Independent wealth	Nov 19, 2014	Mar 12, 2025	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• W••••• C••••••••• G••••	S••••• A•••••••• L••	Mar 12, 2025	Feb 10, 2025	-30	Firm change	RIA to RIA
M•• F•••••••• S•••••••• I•••	T•• W••••• C••••••••• G••••	Nov 19, 2014	Nov 19, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
173194:329415:CA:2025-03-12	Mar 12, 2025	Feb 10, 2025	SAN DIEGO, CA	Firm change

Relationships

Registered with (3)

→ S••••• A•••••••• L••Registered adviserregistration: current employment
Feb 10, 2025 to presentfactForm ADV
→ T•• W••••• C••••••••• G••••Registered adviserregistration: previous registration
Nov 19, 2014 to Mar 12, 2025factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 20, 2002 to Nov 19, 2014factForm ADV

Dated events

Occurred
Mar 12, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30a1f801-c927-c4ea-c084-39db2ea80eb1
First observed: Feb 20, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.