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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

SOVRAN ADVISORS, LLC

CRD 329415

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e8a88691-1f58-fdac-a534-6427c16b7996

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 81
Dated events: 12
On other graphs: 0
Observed: Dec 13, 2023 to Sep 14, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=54.0
Regulatory AUM: $1.9BItem 5.F on the latest filing (2026-09-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.9B
Private client RAUM: $1.7BderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 68
RAUM per advisor: $27.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 64
Advisory employees: 60
Offices: 7Schedule D 1.F, beyond the principal office
Accounts: 6,135
Individual clients: 3,563
High net worth clients: 355
SEC number: 801-129342
CIK: 2051471
CRD: 329415
Filings on the tape: 14
First filed: Dec 13, 2023
Latest filed: Sep 14, 2026
Organised: Limited Liability Company, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 61

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIAM ABE FRANKENSTEIN	Certified Financial Planner	SAN DIEGO, CA \| Pasadena, CA	2	39	4	yes
RICHARD ROYSTON GLASS	n/a	SAN DIEGO, CA	2	14	1	yes
ROYCETON SHANE PINDER	n/a	Pasadena, CA \| SAN DIEGO, CA	2	31	3	yes
TIMOTHY JOEL VOYTKO	n/a	SAN DIEGO, CA \| Pasadena, CA	2	38	2	yes
CARL HENRY JACKSON	n/a	SAN DIEGO, CA	2	33	2	yes
TRENTON GLEN ADAMS	Certified Financial Planner	SAN DIEGO, CA \| Costa Mesa, CA	2	34	4	yes
AKHILESH SINHA	Certified Financial Planner	Costa Mesa, CA \| SAN DIEGO, CA	2	32	2	yes
ROBERT A SMITH	Chartered Financial Consultant	SAN DIEGO, CA \| Costa Mesa, CA	2	29	3	yes
DONALD NG VAN DYKE	Chartered Financial Consultant	SAN DIEGO, CA	2	26	3	yes
JAMES CHRISTIAN LOKEN	Chartered Financial Consultant	SAN DIEGO, CA \| Pasadena, CA	2	26	2	yes
MATTHEW CLAYTON BARNHART	n/a	SAN DIEGO, CA	2	25	3	yes
MICHAEL EDWARD CADIS	Certified Financial Planner\|Chartered Financial Consultant	Pasadena, CA \| SAN DIEGO, CA	2	25	3	yes
ERIC G.V.R. FINKE	n/a	SAN DIEGO, CA \| Pasadena, CA	2	22	2	yes
JAMES SPENCER JONES	n/a	SAN DIEGO, CA \| Pasadena, CA	2	22	4	yes
PHILLIP CHARLES DI ROCCO	n/a	SAN DIEGO, CA \| Costa Mesa, CA	2	21	2	yes
DANILO KIM	Certified Financial Planner	SAN DIEGO, CA \| Costa Mesa, CA	2	21	2	yes
BERND EGON STEINEBRUNNER	Certified Financial Planner	Costa Mesa, CA \| SAN DIEGO, CA	2	20	4	yes
JOSEPH SNELL BROCATO	n/a	Pasadena, CA \| SAN DIEGO, CA	2	20	4	no
DANIEL JOSEPH HEIDELBERGER	Certified Financial Planner	SAN DIEGO, CA \| Costa Mesa, CA	2	19	3	yes
JOEL ROBERT ALMQUIST	n/a	Pasadena, CA \| SAN DIEGO, CA	2	19	4	yes
SAMANTHA JACKSON-KITTLE	n/a	SAN DIEGO, CA \| Pasadena, CA	2	17	1	no
LAWRENCE BERNARD HUDSON	n/a	SAN DIEGO, CA \| Costa Mesa, CA	2	15	3	yes
ANDREW EVANS	Certified Financial Planner	SAN DIEGO, CA \| Costa Mesa, CA	2	15	2	yes
BRIAN MICHAEL BRENNAN	Certified Financial Planner	SAN DIEGO, CA \| Costa Mesa, CA	2	14	2	yes
ANDREW PATRICK BAKER	n/a	San Diego, CA \| SAN DIEGO, CA	2	13	4	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARCE, ELIZABETH	CHIEF COMPLIANCE OFFICER	Na	yes	02/2024	Feb 22, 2024	Oct 1, 2024
JUSTIN, PAUL, RICHARD	Ceo	D	yes	02/2024	Feb 22, 2024	Oct 1, 2024
JUSTIN, PAUL, RICHARD	Ceo	Na	yes	02/2024	Feb 22, 2024	Oct 1, 2024
MARTINSON, JEREMY, SCOT	PRESIDENT AND CFO	C	yes	02/2024	Dec 13, 2023	Oct 1, 2024
MARTINSON, JEREMY, SCOT	PRESIDENT AND CFO	Na	yes	12/2023	Dec 13, 2023	Oct 1, 2024
SOVRAN USA, INC.	Owner	E	yes	02/2024	Feb 22, 2024	Oct 1, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SPECTRUM PLANNING & ADVISORY SERVICES INC.	n/a	Independent wealth	$236M	N	yes	n/a
BAMBOO INSURANCE SERVICES INC.	n/a	n/a	n/a	N	yes	n/a
GREATER PACIFIC INSURANCE SERVICES	n/a	n/a	n/a	N	yes	n/a
SOVRAN INSURANCE SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
SPECTRUM CONSULTING GROUP	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
COSTA MESA	CA	United States	19	yes
Pasadena	CA	United States	14	yes
SAN DIEGO	CA	United States	4	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$1.9B	$1.9B	64	60	7	n/a	n/a
2024	Mar 31, 2025	$1.3B	$1.3B	58	53	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
5	1	4	1.5%	1	0	0	22	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.9B	$1.3B	43.2%	n/a	n/a	64	58	7	4

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
THE WEALTH CONSULTING GROUP	2	Mar 12, 2025	Feb 10, 2025	SAN DIEGO, CA	Team lift out	RIA to RIA	1.8%
LPL FINANCIAL LLC	4	Apr 13, 2018	Jul 7, 2025	WEST COVINA, CA	Team lift out	RIA to new firm	0.1%

Relationships

showing 80 of 81

Registered with (70)

← HARRY DAVID ADINATAAdvisorregistration: current employment
Jul 16, 2026 to presentfactForm ADV
← Mitchell Ryan RothAdvisorregistration: current employment
Apr 15, 2026 to presentfactForm ADV
← David M CoenAdvisorregistration: current employment
Mar 30, 2026 to presentfactForm ADV
← Daniel Seth VoytkoAdvisorregistration: current employment
Mar 25, 2026 to presentfactForm ADV
← JAYE CLIFFORD OPPEDAHL FERGUSONAdvisorregistration: current employment
Feb 9, 2026 to presentfactForm ADV
← RICHARD REITHAdvisorregistration: current employment
Dec 26, 2025 to presentfactForm ADV
← TONY RAYGOZAAdvisorregistration: current employment
Jul 7, 2025 to presentfactForm ADV
← Margery Anne NeisAdvisorregistration: current employment
Apr 30, 2025 to presentfactForm ADV
← Russell Boyce AlbrightAdvisorregistration: current employment
Apr 17, 2025 to presentfactForm ADV
← MURPHY MEGONIGALAdvisorregistration: current employment
Apr 14, 2025 to presentfactForm ADV
← TIFFANY M YEEAdvisorregistration: current employment
Mar 17, 2025 to presentfactForm ADV
← PERRY JAMES JOHNSONAdvisorregistration: current employment
Feb 19, 2025 to presentfactForm ADV
← JULIE J FOONGAdvisorregistration: current employment
Feb 19, 2025 to presentfactForm ADV
← WILLIAM JAMES OCONNELLAdvisorregistration: current employment
Feb 10, 2025 to presentfactForm ADV
← William James LafleurAdvisorregistration: current employment
Feb 10, 2025 to presentfactForm ADV
← CHARLIE DEAVERAdvisorregistration: current employment
Jan 30, 2025 to presentfactForm ADV
← JEREMY SCOT MARTINSONAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← KATHLEEN ANN STOVELAdvisorregistration: current employment
Dec 20, 2024 to presentfactForm ADV
← KIRK SNYDERAdvisorregistration: current employment
Nov 15, 2024 to presentfactForm ADV
← Claudia Yihsien LinAdvisorregistration: current employment
Nov 1, 2024 to presentfactForm ADV
← Raphy TimourAdvisorregistration: current employment
Oct 22, 2024 to presentfactForm ADV
← ALFONSO LEO VALDEZAdvisorregistration: current employment
Sep 25, 2024 to presentfactForm ADV
← ROBERT LAWRENCE WHEATLEYAdvisorregistration: current employment
Sep 24, 2024 to presentfactForm ADV
← ZAREH K SHAHINIANAdvisorregistration: current employment
Aug 13, 2024 to presentfactForm ADV
← EDMUNDO CERECERES ALVARADOAdvisorregistration: current employment
Jun 5, 2024 to presentfactForm ADV
← EDWARD PARKERAdvisorregistration: current employment
May 20, 2024 to presentfactForm ADV
← Justin Carl GaliettiAdvisorregistration: current employment
Mar 28, 2024 to presentfactForm ADV
← KALEIGH RENEE HOLLANDERAdvisorregistration: current employment
Mar 27, 2024 to presentfactForm ADV
← BRIAN R YOUNGAdvisorregistration: current employment
Mar 5, 2024 to presentfactForm ADV
← MARK WILLIAM PEARCYAdvisorregistration: current employment
Mar 1, 2024 to presentfactForm ADV
and 40 more

Affiliated with (2)

← BAMBOO WEALTH STRATEGIESRegistered adviserother investment adviser, common control
factForm ADV
→ BAMBOO WEALTH STRATEGIESRegistered adviserother investment adviser, common control
factForm ADV

Moved with (2)

← LPL FINANCIAL LLCRegistered adviser4 advisors, team lift out
Apr 13, 2018 to Jul 7, 2025factForm ADV
← THE WEALTH CONSULTING GROUPRegistered adviser2 advisors, team lift out, same day
Mar 12, 2025 to Feb 10, 2025factForm ADV

Controls (4)

← JUSTIN, PAUL, RICHARDOwnerCEO, ownership code D, individual
Feb 22, 2024 to Oct 1, 2024factForm ADV
← MARTINSON, JEREMY, SCOTOwnerPRESIDENT AND CFO, ownership code C, individual
Dec 13, 2023 to Oct 1, 2024factForm ADV
← ARCE, ELIZABETHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 22, 2024 to Oct 1, 2024factForm ADV
← SOVRAN USA, INC.OwnerOWNER, ownership code E, domestic entity
Feb 22, 2024 to Oct 1, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 27, 2026
Advisor headcount changed
Sovran Advisors, Llc reported 61 state-registered advisory representatives, up from 49 (2025-12-02 to 2026-03-27)
Form ADVobserved 6 days ago
12 IARS
Occurred
Mar 27, 2026
Regulatory AUM changed
Sovran Advisors, Llc reported RAUM $1.9B, up 43% from $1.3B (2025-12-02 to 2026-03-27)
Form ADVobserved 6 days ago
$566M
Occurred
Sep 19, 2025
Advisor changed firm
Kenza Ravi Mckerrihan left Sovran Advisors, Llc for D. M. Brenner, Inc. (registered 2025-10-16)
Form ADVobserved 6 days ago
Occurred
Mar 12, 2025
Team lift-out
2 advisors left The Wealth Consulting Group (San Diego, CA) for Sovran Advisors, LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Oct 16, 2024
Advisor changed firm
David Michael Ward left Sovran Advisors, Llc for Brookside Strategy And Consulting (registered 2025-11-16)
Form ADVobserved 6 days ago
Occurred
Oct 1, 2024
Regulatory AUM changed
Sovran Advisors, Llc reported RAUM $1.2B, up 39% from $841.6M (2024-08-14 to 2024-10-01)
Form ADVobserved 6 days ago
$328M
Occurred
Apr 30, 2024
Advisor changed firm
Erica Lihong Pu left Sovran Advisors, Llc for Mml Investors Services, Llc (registered 2024-05-30)
Form ADVobserved 6 days ago
Occurred
Feb 22, 2024
Succession filed (Item 4)
Sovran Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago
Occurred
Feb 22, 2024
Control person joined
Richard Paul Justin (Ceo) appeared on Schedule A of Sovran Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Feb 22, 2024
Control person joined
Elizabeth Espinoza (Chief Compliance Officer) appeared on Schedule A of Sovran Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Dec 13, 2023
First Form ADV filing
Sovran Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Apr 19, 2024
Sovran Advisors, Llc reported 45 state-registered advisory representatives, up from 2 (2024-03-26 to 2024-04-19)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e8a88691-1f58-fdac-a534-6427c16b7996
First observed: Dec 13, 2023
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SOVRAN ADVISORS, LLC

CRD 329415

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e8a88691-1f58-fdac-a534-6427c16b7996

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:12 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILLIAM ABE FRANKENSTEIN

Certified Financial Planner

SAN DIEGO, CA | Pasadena, CA

yes

RICHARD ROYSTON GLASS

n/a

SAN DIEGO, CA

yes

ROYCETON SHANE PINDER

n/a

Pasadena, CA | SAN DIEGO, CA

yes

TIMOTHY JOEL VOYTKO

n/a

SAN DIEGO, CA | Pasadena, CA

yes

CARL HENRY JACKSON

n/a

SAN DIEGO, CA

yes

TRENTON GLEN ADAMS

Certified Financial Planner

SAN DIEGO, CA | Costa Mesa, CA

yes

AKHILESH SINHA

Certified Financial Planner

Costa Mesa, CA | SAN DIEGO, CA

yes

ROBERT A SMITH

Chartered Financial Consultant

SAN DIEGO, CA | Costa Mesa, CA

yes

DONALD NG VAN DYKE

Chartered Financial Consultant

SAN DIEGO, CA

yes

JAMES CHRISTIAN LOKEN

Chartered Financial Consultant

SAN DIEGO, CA | Pasadena, CA

yes

MATTHEW CLAYTON BARNHART

n/a

SAN DIEGO, CA

yes

MICHAEL EDWARD CADIS

Certified Financial Planner|Chartered Financial Consultant

Pasadena, CA | SAN DIEGO, CA

yes

ERIC G.V.R. FINKE

n/a

SAN DIEGO, CA | Pasadena, CA

yes

JAMES SPENCER JONES

n/a

SAN DIEGO, CA | Pasadena, CA

yes

PHILLIP CHARLES DI ROCCO

n/a

SAN DIEGO, CA | Costa Mesa, CA

yes

DANILO KIM

Certified Financial Planner

SAN DIEGO, CA | Costa Mesa, CA

yes

BERND EGON STEINEBRUNNER

Certified Financial Planner

Costa Mesa, CA | SAN DIEGO, CA

yes

JOSEPH SNELL BROCATO

n/a

Pasadena, CA | SAN DIEGO, CA

DANIEL JOSEPH HEIDELBERGER

Certified Financial Planner

SAN DIEGO, CA | Costa Mesa, CA

yes

JOEL ROBERT ALMQUIST

n/a

Pasadena, CA | SAN DIEGO, CA

yes

SAMANTHA JACKSON-KITTLE

n/a

SAN DIEGO, CA | Pasadena, CA

LAWRENCE BERNARD HUDSON

n/a

SAN DIEGO, CA | Costa Mesa, CA

yes

ANDREW EVANS

Certified Financial Planner

SAN DIEGO, CA | Costa Mesa, CA

yes

BRIAN MICHAEL BRENNAN

Certified Financial Planner

SAN DIEGO, CA | Costa Mesa, CA

yes

ANDREW PATRICK BAKER

n/a

San Diego, CA | SAN DIEGO, CA

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARCE, ELIZABETH

CHIEF COMPLIANCE OFFICER

yes

02/2024

Feb 22, 2024

Oct 1, 2024

JUSTIN, PAUL, RICHARD

Ceo

yes

02/2024

Feb 22, 2024

Oct 1, 2024

JUSTIN, PAUL, RICHARD

Ceo

yes

02/2024

Feb 22, 2024

Oct 1, 2024

MARTINSON, JEREMY, SCOT

PRESIDENT AND CFO

yes

02/2024

Dec 13, 2023

Oct 1, 2024

MARTINSON, JEREMY, SCOT

PRESIDENT AND CFO

yes

12/2023

Dec 13, 2023

Oct 1, 2024

SOVRAN USA, INC.

Owner

yes

02/2024

Feb 22, 2024

Oct 1, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SPECTRUM PLANNING & ADVISORY SERVICES INC.

n/a

Independent wealth

$236M

yes

n/a

BAMBOO INSURANCE SERVICES INC.

n/a

yes

n/a

GREATER PACIFIC INSURANCE SERVICES

n/a

yes

n/a

SOVRAN INSURANCE SERVICES, INC.

n/a

yes

n/a

SPECTRUM CONSULTING GROUP

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

COSTA MESA

United States

yes

Pasadena

United States

yes

SAN DIEGO

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$1.9B

n/a

2024

Mar 31, 2025

$1.3B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

1.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.9B

$1.3B

43.2%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

THE WEALTH CONSULTING GROUP

Mar 12, 2025

Feb 10, 2025

SAN DIEGO, CA

Team lift out

RIA to RIA

1.8%

LPL FINANCIAL LLC

Apr 13, 2018

Jul 7, 2025

WEST COVINA, CA

Team lift out

RIA to new firm

0.1%