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Advisor at LPL FINANCIAL LLC
JERICHO, NY | BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 10, 2025 | n/a | yes | JERICHO, NY|BOCA RATON, FL | Current employment |
| AMERICAN INVESTMENT PLANNERS LLC | Former SEC adviser | Jun 14, 2021 | Dec 19, 2022 | no | JERICHO, NY | Previous registration |
| CADARET GRANT & CO INC | Former SEC adviser | Jun 22, 2020 | Jul 10, 2025 | no | JERICHO, NY|SYRACUSE, NY|JERICHO, NY|JERICHO, NY|BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CADARET GRANT & CO INC | AMERICAN INVESTMENT PLANNERS LLC | Jul 10, 2025 | Jun 14, 2021 | -1,487 | Firm change after gap | Ibd to RIA |
| AMERICAN INVESTMENT PLANNERS LLC | LPL FINANCIAL LLC | Dec 19, 2022 | Jul 10, 2025 | 934 | Firm change after gap | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 155558:6413:NY:2022-12-19 | Dec 19, 2022 | Jul 10, 2025 | JERICHO, NY | Firm change after gap |