DFX Intelligence

C•••••••• P•••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst29 years in industry

C•••••••• P•••••• C••••

Advisor at F•••• S•••••• • C••

HOUSTON, TX

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Search this name across graphsid dfx:ria:30b7a853-1584-10a7-bb08-57f74c1e0001

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 15, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• S•••••• • C••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Feb 3, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 29derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• I••••••••• M••••••••• C•	Mixed wealth	Apr 15, 2010	n/a	yes	n/a	Current employment
S•••••• T•••• C•	Independent wealth	Apr 15, 2010	n/a	yes	n/a

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• A••••••• G•••• I••	S•••••• T•••• C•	Mar 26, 2014	Apr 15, 2010	-1,441	Firm change after gap	Other

Relationships

Registered with (4)

→ S•••••• T•••• C•Registered adviserregistration: current employment
Apr 15, 2010 to presentfactForm ADV
→ S•••••• I••••••••• M••••••••• C•Registered adviserregistration: current employment
Apr 15, 2010 to presentfactForm ADV
→ F•••• S•••••• • C••Registered adviserregistration: current employment
Jun 27, 1997 to presentfactForm ADV
→ S•••••• A••••••• G•••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30b7a853-1584-10a7-bb08-57f74c1e0001
First observed: Apr 15, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.