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FAYEZ SAROFIM & CO., LLC, CRD 106584
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| RAYE GILLIS WHITE | Chartered Investment Counselor | HOUSTON, TX | 65 | 68 | 1 | no |
| CHRISTOPHER BINYON SAROFIM | n/a | HOUSTON, TX | 29 | 29 | 1 | no |
| CATHERINE PADDOCK CRAIN | Chartered Financial Analyst | HOUSTON, TX | 29 | 29 | 1 | no |
| REYNALDO (NMN) REZA | Chartered Financial Analyst | HOUSTON, TX | 25 | 25 | 1 | no |
| WILLIAM GENTRY LEE, JR. | Chartered Financial Analyst | HOUSTON, TX | 25 | 25 | 1 | no |
| ALAN ROBERT CHRISTENSEN | Chartered Financial Analyst | HOUSTON, TX | 16 | 16 | 1 | no |
| DOUGLAS KENNETH ALDER | Chartered Financial Analyst | HOUSTON, TX | 16 | 24 | 1 | no |
| SAMUEL EDWARD CODY DICK | Chartered Financial Analyst | HOUSTON, TX | 16 | 23 | 1 | no |
| ANTHONY JOHN GRACELY | Chartered Financial Analyst | HOUSTON, TX | 14 | 21 | 3 | no |
| NICHOLAS JOSEPH ZDEBLICK | Chartered Financial Analyst | HOUSTON, TX | 14 | 20 | 1 | no |
| DAVID T SEARLS | n/a | HOUSTON, TX | 14 | 16 | 2 | no |
| MATTHEW MICHAEL ALTENAU | Chartered Financial Analyst | HOUSTON, TX | 13 | 16 | 1 | no |
| VERNON SCOTT PERRY | Chartered Financial Analyst | HOUSTON, TX | 12 | 24 | 3 | no |
| DANIEL PATRICK CONNALLY | Chartered Financial Analyst | HOUSTON, TX | 12 | 20 | 1 | no |
| ANDREW P ZICCARDI | Chartered Financial Analyst | HOUSTON, TX | 5 | 16 | n/a | no |
| Hengzhe Joseph Li | Chartered Financial Analyst | HOUSTON, TX | 1 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| LEE, JR., WILLIAM, GENTRY | DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | Na | yes | 05/2022 | May 12, 2026 | May 12, 2026 |
| SAROFIM, CHRISTOPHER, BINYON | DIRECTOR AND CHAIRMAN | Na | yes | 05/2022 | May 12, 2026 | May 12, 2026 |
| THE SAROFIM GROUP, LLC | Shareholder | E | yes | 12/2011 | May 12, 2026 | May 12, 2026 |
| WHITE, RAYE, GILLIS | DIRECTOR, EXECUTIVE VICE PRESIDENT, SECRETARY AND TREASURER | Na | yes | 08/1958 | May 12, 2026 | May 12, 2026 |
| SAROFIM SGI VOTING TRUST | E | E | yes | 05/2022 | Jun 10, 2022 | Mar 27, 2024 |
| SAROFIM, CHRISTOPHER, BINYON | Trustee | E | yes | 05/2022 | Mar 30, 2012 | Mar 27, 2024 |
| CHRISTENSEN, ALAN, ROBERT | PRESIDENT AND HEAD OF INVESTMENT RISK | Na | no | 11/2015 | May 12, 2026 | May 12, 2026 |
| COLUCCI, JOHN, (NMN) | CHIEF OPERATING OFFICER | Na | no | 09/2022 | May 12, 2026 | May 12, 2026 |
| GIBBONS, MICHELE, LEW | GENERAL COUNSEL | Na | no | 09/2021 | May 12, 2026 | May 12, 2026 |
| HANNA, WILLIAM, DAVID | CHIEF COMPLIANCE OFFICER | Na | no | 03/2026 | May 12, 2026 | May 12, 2026 |
| ROBISON, ALEXANDER, CHASE | CHIEF FINANCIAL OFFICER | Na | no | 03/2024 | May 12, 2026 | May 12, 2026 |
| REZA, REYNALDO, (NMN) | SENIOR VICE PRESIDENT | Na | no | 08/2015 | Mar 14, 2016 | Mar 27, 2024 |
| SHEEDY, CHARLES, EDMUND | SENIOR VICE PRESIDENT | Na | no | 10/1986 | Mar 30, 2012 | Mar 27, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SAROFIM TRUST CO., LTA | n/a | Independent wealth | $13B | Y | yes | n/a |
| SAROFIM INTERNATIONAL MANAGEMENT COMPANY LLC | n/a | Mixed wealth | $2.4B | Y | yes | n/a |
| SAROFIM REALTY ADVISORS LLC | n/a | Other adviser | $1.2B | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 20, 2026 | $35B | $35B | 54 | 22 | 0 | n/a | n/a |
| 2024 | Mar 21, 2025 | $35B | $35B | 53 | 23 | 0 | n/a | n/a |
| 2023 | Mar 27, 2024 | $31B | $31B | 52 | 23 | 0 | n/a | n/a |
| 2022 | Mar 24, 2023 | $29B | $29B | 51 | 21 | 0 | n/a | n/a |
| 2021 | Mar 30, 2022 | $37B | $35B | 49 | 21 | 0 | n/a | n/a |
| 2020 | Mar 22, 2021 | $28B | $27B | 50 | 18 | 0 | n/a | n/a |
| 2019 | Mar 23, 2020 | $25B | $25B | 50 | 18 | 0 | n/a | n/a |
| 2018 | Mar 14, 2019 | $22B | $21B | 50 | 18 | 0 | n/a | n/a |
| 2017 | Mar 15, 2018 | $27B | $25B | 50 | 18 | 0 | n/a | n/a |
| 2016 | Mar 14, 2017 | $24B | $22B | 51 | 19 | n/a | n/a | n/a |
| 2015 | Mar 14, 2016 | $23B | $21B | 54 | 20 | n/a | n/a | n/a |
| 2014 | Mar 12, 2015 | $30B | $28B | 56 | 22 | n/a | n/a | n/a |
| 2013 | Mar 24, 2014 | $32B | $30B | 58 | 21 | n/a | n/a | n/a |
| 2012 | Mar 14, 2013 | $28B | $27B | 59 | 18 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $25B | $24B | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $35B | $35B | -0.1% | $29B | 6.6% | 54 | 53 | 0 | 0 |