DFX Intelligence

P•••• B••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

P•••• B••••••• L••

CRD 106455

PORTSMOUTH, NH

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Search this name across graphsid dfx:ria:30be4acb-1ad9-f523-4308-d5e5fc776042

Data as of Sep 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 31
On other graphs: 1
Observed: Mar 28, 2012 to Sep 11, 2026
33 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

P•••• B••••••• L••

Investment consultant · key crd, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.19 fund_share=0.0 institutional_share=0.81 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $14B••• Locked
Discretionary RAUM: $5.5B
Private client RAUM: $2.7Bderived••• Locked
Private client share: 19%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $2.3Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W•••••• F•••••• M•••••••	n/a	PORTSMOUTH, NH	15	36	1	no
R•••••• M••••• M•••••••	Chartered Financial Analyst	Boston, MA \| PORTSMOUTH, NH	3	22

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• J••••••• X•	CHIEF FINANCIAL OFFICER	Na	yes	01/2024	Jan 30, 2024	Jul 23, 2024
D•••••• V••••••••• T•••••••	CHIEF DIVERSITY OFFICER, MANAGER	Na	yes	05/2022	Mar 29, 2022	Jul 23, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Boston	Ma	United States	23	no
Atlanta	Ga	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$14B	$11B	29.2%	$8.9B	16.6%	127	128	2	2

Relationships

Registered with (7)

← R•••••• M••••• M•••••••Advisorregistration: current employment
Mar 31, 2023 to presentfactForm ADV
← I•• D•••••• M•••••••••Advisorregistration: current employment
Mar 31, 2023 to presentfactForm ADV
← J••• S•••••• K•••Advisorregistration: current employment
Mar 31, 2023 to presentfactForm ADV
← T•••••• M•••••• J••••

Dated events

8 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 11, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Sep 11, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Sep 11, 2026
Ria principal change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30be4acb-1ad9-f523-4308-d5e5fc776042
First observed: Mar 28, 2012
Last observed: Sep 11, 2026 12 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.