DFX Intelligence

I•• D•••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst22 years in industry

I•• D•••••• M•••••••••

Advisor at P•••• B••••••• L••

PORTSMOUTH, NH

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Search this name across graphsid dfx:ria:ac1ba045-231a-2f55-64c1-5cce984e1488

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• B••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Apr 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• B••••••• L••	Other adviser	Mar 31, 2023	n/a	yes	PORTSMOUTH, NH	Current employment
C•••••• A••••••• S••••••• I•••	n/a	Mar 1, 2005	Oct 15, 2010	no	WALTHAM, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A••••••• S••••••• I•••	P•••• B••••••• L••	Oct 15, 2010	Mar 31, 2023	4,550	Firm change after gap	Other

Relationships

Registered with (2)

→ P•••• B••••••• L••Registered adviserregistration: current employment
Mar 31, 2023 to presentfactForm ADV
→ C•••••• A••••••• S••••••• I•••Registered adviserregistration: previous registration
Mar 1, 2005 to Oct 15, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac1ba045-231a-2f55-64c1-5cce984e1488
First observed: Mar 1, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.