DFX Intelligence

J••••• A•••••• V•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

J••••• A•••••• V•••••

Advisor at L•• F•••••••• L••

BOCA RATON, FL | ARLINGTON HEIGHTS, IL

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Search this name across graphsid dfx:ria:30c397f0-5f22-cfbc-c1d6-c93807a6afba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 8, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 23, 2025	n/a	yes	ARLINGTON HEIGHTS, IL\|BOCA RATON, FL	Current employment
W••••••• I•••••••••	Former SEC adviser	Jun 30, 2017	Jan 28, 2025	no	CHICAGO, IL\|Arlington Heights, IL\|Park Ridge, IL\|Naples, FL\|Boca Raton, FL\|Boca Raton, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• I•••••••••	L•• F•••••••• L••	Jan 28, 2025	Jan 23, 2025	-5	Bulk transfer	RIA to ibd
J••• M••••• S••••••••• L••	W••••••• I•••••••••	Jul 12, 2017	Jun 30, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:875:IL:2017-07-12	Jul 12, 2017	Jun 30, 2017	PROSPECT HEIGHTS, IL	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 23, 2025 to presentfactForm ADV
→ W••••••• I•••••••••Registered adviserregistration: previous registration
Jun 30, 2017 to Jan 28, 2025factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to Jul 12, 2017factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30c397f0-5f22-cfbc-c1d6-c93807a6afba
First observed: May 17, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.