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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

CAPITAL RESEARCH COMPANY

CRD 110684

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:30c9b57e-e7bb-c401-e3ea-0dd731c8f755

Data as of May 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 8
On other graphs: 0
Observed: Dec 20, 2011 to May 29, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $0Item 5.F on the latest filing (2026-05-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 136
Advisory employees: 118
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-54942
CRD: 110684
Filings on the tape: 29
First filed: Dec 20, 2011
Latest filed: May 29, 2026
Organised: Corporation, CA
Website: capitalgroup.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BURKLEY, WALTER, RODNEY	Director	Na	yes	09/2013	May 13, 2013	Dec 9, 2024
CAPITAL RESEARCH AND MANAGEMENT COMPANY	Shareholder	E	yes	08/1940	Sep 27, 2019	Dec 9, 2024
CHEN, NORIKO, HONDA	DIRECTOR, PRESIDENT, CHAIRMAN & PRINCIPAL EXECUTIVE OFFICER	Na	yes	01/2019	Dec 20, 2011	Dec 9, 2024
ESPIN, AARON	Director	Na	yes	11/2023	Nov 21, 2023	Dec 9, 2024
NIXON, NASEEM, ZARIFEH SAHAR	CHIEF COMPLIANCE OFFICER	Na	yes	06/2024	Jun 7, 2024	Dec 9, 2024
SILVERMAN, SUSI, MICHELE	Treasurer	Na	yes	01/2008	Dec 20, 2011	Dec 9, 2024
SPENCE, KIRSTEN	Director	Na	yes	04/2013	May 13, 2013	Dec 9, 2024
THE CAPITAL GROUP COMPANIES, INC.	Shareholder	E	yes	12/1984	Dec 20, 2011	Dec 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPITAL RESEARCH AND MANAGEMENT COMPANY	n/a	Asset manager	$3754B	Y	yes	n/a
CAPITAL BANK AND TRUST COMPANY	n/a	Asset manager	$139B	N	yes	n/a
CAPITAL INTERNATIONAL, INC.	n/a	Other adviser	$52B	N	yes	n/a
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.	n/a	Independent wealth	$43B	N	yes	n/a
CAPITAL CLIENT GROUP, INC.	n/a	No RAUM reported	n/a	N	yes	n/a
CAPITAL GROUP INVESTMENT MANAGEMENT LIMITED	n/a	n/a	n/a	Y	yes	n/a
CAPITAL GROUP INVESTMENT MANAGEMENT PTE. LTD.	n/a	n/a	n/a	N	yes	n/a
CAPITAL GROUP UK MANAGEMENT COMPANY LIMITED	n/a	n/a	n/a	N	yes	n/a
CAPITAL GUARDIAN (CANADA), INC.	n/a	Former SEC adviser	n/a	N	yes	n/a
CAPITAL INTERNATIONAL ASSET MANAGEMENT (CANADA), INC.	n/a	n/a	n/a	Y	yes	n/a
CAPITAL INTERNATIONAL K.K.	n/a	n/a	n/a	N	yes	n/a
CAPITAL INTERNATIONAL LIMITED	n/a	n/a	n/a	N	yes	n/a
CAPITAL INTERNATIONAL MANAGEMENT COMPANY SARL	n/a	n/a	n/a	N	yes	n/a
CAPITAL INTERNATIONAL SARL	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	71	no
NEW YORK	NY	United States	7	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Sep 27, 2024	n/a	n/a	87	78	2	n/a	n/a
2023	Sep 28, 2023	n/a	n/a	90	76	2	n/a	n/a
2022	Sep 28, 2022	n/a	n/a	94	73	2	n/a	n/a
2021	Sep 28, 2021	n/a	n/a	88	61	2	n/a	n/a
2020	Sep 28, 2020	n/a	n/a	82	61	1	n/a	n/a
2019	Sep 27, 2019	n/a	n/a	85	67	1	n/a	n/a
2018	Sep 28, 2018	n/a	n/a	72	59	1	n/a	n/a
2017	Sep 28, 2017	n/a	n/a	73	55	n/a	n/a	n/a
2016	Sep 28, 2016	n/a	n/a	73	55	n/a	n/a	n/a
2015	Sep 28, 2015	n/a	n/a	61	43	n/a	n/a	n/a
2014	Sep 29, 2014	n/a	n/a	56	46	n/a	n/a	n/a
2013	Sep 18, 2013	n/a	n/a	234	203	n/a	n/a	n/a
2012	Sep 28, 2012	$0	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$0	n/a	n/a	n/a	n/a	136	90	2	2

Relationships

Affiliated with (15)

← CAPITAL CLIENT GROUP, INC.Registered adviserother investment adviser, common control
factForm ADV
← CAPITAL RESEARCH AND MANAGEMENT COMPANYRegistered adviserother investment adviser, control, common control
factForm ADV
→ CAPITAL GUARDIAN (CANADA), INC.Registered adviserother investment adviser, common control
factForm ADV
→ CAPITAL INTERNATIONAL, INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ CAPITAL RESEARCH AND MANAGEMENT COMPANYRegistered adviserother investment adviser, bank, control, common control
factForm ADV
→ CAPITAL BANK AND TRUST COMPANYRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
→ CAPITAL CLIENT GROUP, INC.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
← CAPITAL INTERNATIONAL, INC.Registered adviserother investment adviser, common control
factForm ADV
← CAPITAL BANK AND TRUST COMPANYRegistered adviserother investment adviser, common control
factForm ADV
← CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.Registered adviserother investment adviser, common control
factForm ADV
← CAPITAL GUARDIAN (CANADA), INC.Registered adviserother investment adviser, common control
factForm ADV
← CAPITAL GROUP PRIVATE MARKETS, INC.Registered adviserother investment adviser, common control
factForm ADV
← CAPITAL GUARDIAN TRUST COMPANYRegistered adviserother investment adviser, common control
factForm ADV
← CAPITAL INTERNATIONAL RESEARCH, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (8)

← CAPITAL RESEARCH AND MANAGEMENT COMPANYOwnerSHAREHOLDER, ownership code E, domestic entity
Sep 27, 2019 to Dec 9, 2024factForm ADV
← CHEN, NORIKO, HONDAOwnerDIRECTOR, PRESIDENT, CHAIRMAN & PRINCIPAL EXECUTIVE OFFICER, ownership code NA, individual
Dec 20, 2011 to Dec 9, 2024factForm ADV
← SPENCE, KIRSTENOwnerDIRECTOR, ownership code NA, individual
May 13, 2013 to Dec 9, 2024factForm ADV
← BURKLEY, WALTER, RODNEYOwnerDIRECTOR, ownership code NA, individual
May 13, 2013 to Dec 9, 2024factForm ADV
← SILVERMAN, SUSI, MICHELEOwnerTREASURER, ownership code NA, individual
Dec 20, 2011 to Dec 9, 2024factForm ADV
← NIXON, NASEEM, ZARIFEH SAHAROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 7, 2024 to Dec 9, 2024factForm ADV
← ESPIN, AARONOwnerDIRECTOR, ownership code NA, individual
Nov 21, 2023 to Dec 9, 2024factForm ADV
← THE CAPITAL GROUP COMPANIES, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Dec 20, 2011 to Dec 9, 2024factForm ADV

Dated events

Occurred
Jun 7, 2024
Control person joined
Zarifeh Sahar Naseem Nixon (Chief Compliance Officer) appeared on Schedule A of Capital Research Company
Form ADVobserved 4 days ago
Occurred
Jun 7, 2024
Control person left
Yungtai Herbert Poon (Chief Compliance Officer) no longer on Schedule A of Capital Research Company (listed 2023-11-21, absent 2024-06-07)
Form ADVobserved 4 days ago
Occurred
Nov 21, 2023
Control person left
Martin Romo (Director, Chairman & Principal Executive Officer) no longer on Schedule A of Capital Research Company (listed 2023-09-28, absent 2023-11-21)
Form ADVobserved 4 days ago
Occurred
Nov 21, 2023
Control person joined
Aaron Espin (Director) appeared on Schedule A of Capital Research Company
Form ADVobserved 4 days ago
Occurred
Mar 18, 2019
Control person left
Marie Canise Arredondo (Chief Compliance Officer) no longer on Schedule A of Capital Research Company (listed 2019-01-28, absent 2019-03-18)
Form ADVobserved 4 days ago
Occurred
Mar 18, 2019
Control person joined
Yungtai Herbert Poon (Chief Compliance Officer) appeared on Schedule A of Capital Research Company
Form ADVobserved 4 days ago
Occurred
Jan 28, 2019
Control person left
Johnston Bradley Vogt (Director/Chairman/Peo) no longer on Schedule A of Capital Research Company (listed 2018-09-28, absent 2019-01-28)
Form ADVobserved 4 days ago
Occurred
Jan 28, 2019
Control person joined
Honda Noriko Chen (Director And President) appeared on Schedule A of Capital Research Company
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30c9b57e-e7bb-c401-e3ea-0dd731c8f755
First observed: Dec 20, 2011
Last observed: May 29, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPITAL RESEARCH COMPANY

CRD 110684

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:30c9b57e-e7bb-c401-e3ea-0dd731c8f755

Data as of May 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BURKLEY, WALTER, RODNEY

Director

yes

09/2013

May 13, 2013

Dec 9, 2024

CAPITAL RESEARCH AND MANAGEMENT COMPANY

Shareholder

yes

08/1940

Sep 27, 2019

Dec 9, 2024

CHEN, NORIKO, HONDA

DIRECTOR, PRESIDENT, CHAIRMAN & PRINCIPAL EXECUTIVE OFFICER

yes

01/2019

Dec 20, 2011

Dec 9, 2024

ESPIN, AARON

Director

yes

11/2023

Nov 21, 2023

Dec 9, 2024

NIXON, NASEEM, ZARIFEH SAHAR

CHIEF COMPLIANCE OFFICER

yes

06/2024

Jun 7, 2024

Dec 9, 2024

SILVERMAN, SUSI, MICHELE

Treasurer

yes

01/2008

Dec 20, 2011

Dec 9, 2024

SPENCE, KIRSTEN

Director

yes

04/2013

May 13, 2013

Dec 9, 2024

THE CAPITAL GROUP COMPANIES, INC.

Shareholder

yes

12/1984

Dec 20, 2011

Dec 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPITAL RESEARCH AND MANAGEMENT COMPANY

n/a

Asset manager

$3754B

yes

n/a

CAPITAL BANK AND TRUST COMPANY

n/a

Asset manager

$139B

yes

n/a

CAPITAL INTERNATIONAL, INC.

n/a

Other adviser

$52B

yes

n/a

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

n/a

Independent wealth

$43B

yes

n/a

CAPITAL CLIENT GROUP, INC.

n/a

No RAUM reported

n/a

yes

n/a

CAPITAL GROUP INVESTMENT MANAGEMENT LIMITED

n/a

yes

n/a

CAPITAL GROUP INVESTMENT MANAGEMENT PTE. LTD.

n/a

yes

n/a

CAPITAL GROUP UK MANAGEMENT COMPANY LIMITED

n/a

yes

n/a

CAPITAL GUARDIAN (CANADA), INC.

n/a

Former SEC adviser

n/a

yes

n/a

CAPITAL INTERNATIONAL ASSET MANAGEMENT (CANADA), INC.

n/a

yes

n/a

CAPITAL INTERNATIONAL K.K.

n/a

yes

n/a

CAPITAL INTERNATIONAL LIMITED

n/a

yes

n/a

CAPITAL INTERNATIONAL MANAGEMENT COMPANY SARL

n/a

yes

n/a

CAPITAL INTERNATIONAL SARL

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

London

n/a

United Kingdom

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Sep 27, 2024

n/a

2023

Sep 28, 2023

n/a

2022

Sep 28, 2022

n/a

2021

Sep 28, 2021

n/a

2020

Sep 28, 2020

n/a

2019

Sep 27, 2019

n/a

2018

Sep 28, 2018

n/a

2017

Sep 28, 2017

n/a

2016

Sep 28, 2016

n/a

2015

Sep 28, 2015

n/a

2014

Sep 29, 2014

n/a

2013

Sep 18, 2013

n/a

234

203

n/a

2012

Sep 28, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

n/a

136