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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

CAPITAL GROUP PRIVATE MARKETS, INC.

CRD 165444

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:71c9bae3-0073-9135-a266-4e07a295e593

Data as of Feb 9, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 6
On other graphs: 0
Observed: Oct 1, 2012 to Feb 9, 2023
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
SEC number: 801-77223
CRD: 165444
Filings on the tape: 16
First filed: Oct 1, 2012
Latest filed: Feb 9, 2023
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAPITAL GROUP INTERNATIONAL, INC.	Shareholder	E	yes	09/2013	Oct 1, 2012	Feb 9, 2023
CAPITAL RESEARCH AND MANAGEMENT COMPANY	Shareholder	E	yes	07/2014	Sep 25, 2015	Feb 9, 2023
DE TOLEDO, PHILIP	DIRECTOR AND SENIOR VICE PRESIDENT	Na	yes	09/2013	Oct 1, 2012	Feb 9, 2023
KOBAYASHI, NAOMI, HATSUKO	DIRECTOR, CHIEF FINANCIAL OFFICER AND SECRETARY	Na	yes	09/2013	Oct 1, 2012	Feb 9, 2023
THE CAPITAL GROUP COMPANIES, INC	Shareholder	E	yes	02/1967	Sep 25, 2015	Feb 9, 2023
WAGENER, SHAW, BRADLEY	DIRECTOR AND CHAIRMAN	Na	yes	09/2013	Oct 1, 2012	Feb 9, 2023
ZERGES, JESSICA, MORAN	CHIEF COMPLIANCE OFFICER	Na	yes	01/2020	Jan 23, 2020	Feb 9, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPITAL BANK AND TRUST COMPANY	n/a	Asset manager	$139B	N	yes	n/a
CAPITAL INTERNATIONAL, INC.	n/a	Other adviser	$52B	N	yes	n/a
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.	n/a	Independent wealth	$43B	N	yes	n/a
CAPITAL RESEARCH COMPANY	n/a	No RAUM reported	$0	N	yes	n/a
CAPITAL GROUP UK MANAGEMENT COMPANY LIMITED	n/a	n/a	n/a	N	yes	n/a
CAPITAL GUARDIAN (CANADA), INC.	n/a	Former SEC adviser	n/a	N	yes	n/a
CAPITAL INTERNATIONAL INVESTMENTS V, LLC	n/a	n/a	n/a	N	yes	n/a
CAPITAL INTERNATIONAL INVESTMENTS VI, LTD	n/a	n/a	n/a	N	yes	n/a
CAPITAL INTERNATIONAL LIMITED	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Sep 28, 2022	n/a	n/a	2	1	1	n/a	n/a
2021	Sep 28, 2021	n/a	n/a	2	1	1	n/a	n/a
2020	Sep 28, 2020	n/a	n/a	2	1	1	n/a	n/a
2019	Sep 27, 2019	n/a	n/a	6	5	2	n/a	n/a
2018	Sep 28, 2018	n/a	n/a	10	8	2	n/a	n/a
2017	Sep 28, 2017	n/a	n/a	14	11	n/a	n/a	n/a
2016	Sep 28, 2016	n/a	n/a	16	13	n/a	n/a	n/a
2015	Sep 25, 2015	n/a	n/a	15	12	n/a	n/a	n/a
2014	Sep 29, 2014	n/a	n/a	13	11	n/a	n/a	n/a
2013	Sep 27, 2013	n/a	n/a	13	10	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	n/a	n/a	n/a	n/a	n/a	2	2	1	1

Relationships

Affiliated with (7)

→ CAPITAL GUARDIAN (CANADA), INC.Registered adviserother investment adviser, common control
factForm ADV
→ CAPITAL INTERNATIONAL, INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ CAPITAL RESEARCH COMPANYRegistered adviserother investment adviser, common control
factForm ADV
→ CAPITAL BANK AND TRUST COMPANYRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
← CAPITAL GUARDIAN TRUST COMPANYRegistered adviserother investment adviser, common control
factForm ADV
← CAPITAL INTERNATIONAL RESEARCH, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (7)

← DE TOLEDO, PHILIPOwnerDIRECTOR AND SENIOR VICE PRESIDENT, ownership code NA, individual
Oct 1, 2012 to presentfactForm ADV
← WAGENER, SHAW, BRADLEYOwnerDIRECTOR AND CHAIRMAN, ownership code NA, individual
Oct 1, 2012 to presentfactForm ADV
← ZERGES, JESSICA, MORANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 23, 2020 to presentfactForm ADV
← KOBAYASHI, NAOMI, HATSUKOOwnerDIRECTOR, CHIEF FINANCIAL OFFICER AND SECRETARY, ownership code NA, individual
Oct 1, 2012 to presentfactForm ADV
← CAPITAL GROUP INTERNATIONAL, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Oct 1, 2012 to presentfactForm ADV
← CAPITAL RESEARCH AND MANAGEMENT COMPANYOwnerSHAREHOLDER, ownership code E, domestic entity
Sep 25, 2015 to presentfactForm ADV
← THE CAPITAL GROUP COMPANIES, INCOwnerSHAREHOLDER, ownership code E, domestic entity
Sep 25, 2015 to presentfactForm ADV

Dated events

Occurred
Jan 23, 2020
Control person left
Marie Jane Scofield (Chief Compliance Officer) no longer on Schedule A of Capital Group Private Markets, Inc. (listed 2019-09-27, absent 2020-01-23)
Form ADVobserved 5 days ago
Occurred
Jan 23, 2020
Control person joined
Moran Jessica Zerges (Chief Compliance Officer) appeared on Schedule A of Capital Group Private Markets, Inc.
Form ADVobserved 5 days ago
Occurred
Sep 27, 2019
Control person left
James Michael Dutton (Director And Principal Financial Officer) no longer on Schedule A of Capital Group Private Markets, Inc. (listed 2018-10-31, absent 2019-09-27)
Form ADVobserved 5 days ago
Occurred
Sep 27, 2019
Control person left
Whitney Robert Lovelace (Director) no longer on Schedule A of Capital Group Private Markets, Inc. (listed 2018-10-31, absent 2019-09-27)
Form ADVobserved 5 days ago
Occurred
Sep 27, 2019
Control person left
John Ashley Dunster (Director) no longer on Schedule A of Capital Group Private Markets, Inc. (listed 2018-10-31, absent 2019-09-27)
Form ADVobserved 5 days ago
Occurred
Oct 1, 2012
First Form ADV filing
Cipef, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:71c9bae3-0073-9135-a266-4e07a295e593
First observed: Oct 1, 2012
Last observed: Feb 9, 2023 43 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPITAL GROUP PRIVATE MARKETS, INC.

CRD 165444

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:71c9bae3-0073-9135-a266-4e07a295e593

Data as of Feb 9, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:07 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAPITAL GROUP INTERNATIONAL, INC.

Shareholder

yes

09/2013

Oct 1, 2012

Feb 9, 2023

CAPITAL RESEARCH AND MANAGEMENT COMPANY

Shareholder

yes

07/2014

Sep 25, 2015

Feb 9, 2023

DE TOLEDO, PHILIP

DIRECTOR AND SENIOR VICE PRESIDENT

yes

09/2013

Oct 1, 2012

Feb 9, 2023

KOBAYASHI, NAOMI, HATSUKO

DIRECTOR, CHIEF FINANCIAL OFFICER AND SECRETARY

yes

09/2013

Oct 1, 2012

Feb 9, 2023

THE CAPITAL GROUP COMPANIES, INC

Shareholder

yes

02/1967

Sep 25, 2015

Feb 9, 2023

WAGENER, SHAW, BRADLEY

DIRECTOR AND CHAIRMAN

yes

09/2013

Oct 1, 2012

Feb 9, 2023

ZERGES, JESSICA, MORAN

CHIEF COMPLIANCE OFFICER

yes

01/2020

Jan 23, 2020

Feb 9, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPITAL BANK AND TRUST COMPANY

n/a

Asset manager

$139B

yes

n/a

CAPITAL INTERNATIONAL, INC.

n/a

Other adviser

$52B

yes

n/a

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

n/a

Independent wealth

$43B

yes

n/a

CAPITAL RESEARCH COMPANY

n/a

No RAUM reported

yes

n/a

CAPITAL GROUP UK MANAGEMENT COMPANY LIMITED

n/a

yes

n/a

CAPITAL GUARDIAN (CANADA), INC.

n/a

Former SEC adviser

n/a

yes

n/a

CAPITAL INTERNATIONAL INVESTMENTS V, LLC

n/a

yes

n/a

CAPITAL INTERNATIONAL INVESTMENTS VI, LTD

n/a

yes

n/a

CAPITAL INTERNATIONAL LIMITED

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

London

n/a

United Kingdom

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Sep 28, 2022

n/a

2021

Sep 28, 2021

n/a

2020

Sep 28, 2020

n/a

2019

Sep 27, 2019

n/a

2018

Sep 28, 2018

n/a

2017

Sep 28, 2017

n/a

2016

Sep 28, 2016

n/a

2015

Sep 25, 2015

n/a

2014

Sep 29, 2014

n/a

2013

Sep 27, 2013

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

n/a