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Advisor at J.P. MORGAN SECURITIES LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Dec 8, 2015 | n/a | yes | NEW YORK, NY | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 6, 2013 | Dec 1, 2015 | no | MELVILLE, NY|MANHASSET, NY|MELVILLE, NY|HUNTINGTON, NY|HUNTINGTON STATION, NY|WOODBURY, NY|MELVILLE, NY | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 26, 2011 | Jan 11, 2013 | no | GARDEN CITY, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Dec 1, 2015 | Dec 8, 2015 | 7 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 11, 2013 | Feb 6, 2013 | 26 | Firm change | Wirehouse to wirehouse |