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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
BELLEVILLE, IL | SWANSEA, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 13, 2013 | n/a | yes | BELLEVILLE, IL|SWANSEA, IL | Current employment |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Mar 20, 2009 | Feb 13, 2013 | no | SWANSEA, IL|ST. LOUIS, MO | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 19, 2006 | Mar 30, 2009 | no | SWANSEA, IL|SWANSEA, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN KEEGAN & COMPANY, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Feb 13, 2013 | Feb 13, 2013 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN KEEGAN & COMPANY, LLC | Mar 30, 2009 | Mar 20, 2009 | -10 | Firm change | Other |