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Advisor at D.B. ROOT & COMPANY, LLC
PITTSBURGH, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D.B. ROOT & COMPANY, LLC | Independent wealth | Mar 12, 2025 | n/a | yes | PITTSBURGH, PA | Current employment |
| STRATEGIC WEALTH PARTNERS, LTD. | Independent wealth | Dec 26, 2023 | May 24, 2024 | no | INDEPENDENCE, OH|PITTSBURGH, PA | Previous registration |
| MODUS VIVENDI LLC | n/a | Jan 3, 2023 | Dec 31, 2023 | no | PITTSBURGH, PA | Previous registration |
| CWM, LLC | Bd affiliated wealth | Feb 22, 2022 | Aug 16, 2022 | no | OMAHA, NE|Pittsburg, PA | Previous registration |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Jan 21, 2020 | Feb 22, 2022 | no | PITTSBURGH, PA | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Mar 3, 2014 | Dec 20, 2019 | no | PITTSBURGH, PA | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Aug 20, 2013 | Nov 21, 2013 | no | PITTSBURGH, PA|PITTSBURGH, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATEGIC WEALTH PARTNERS, LTD. | D.B. ROOT & COMPANY, LLC | May 24, 2024 | Mar 12, 2025 | 292 | Firm change | RIA to RIA |
| MODUS VIVENDI LLC | STRATEGIC WEALTH PARTNERS, LTD. | Dec 31, 2023 | Dec 26, 2023 | -5 | Firm change | Other |
| CWM, LLC | MODUS VIVENDI LLC | Aug 16, 2022 | Jan 3, 2023 | 140 | Firm change | Other |
| HORNOR, TOWNSEND & KENT, LLC | CWM, LLC | Feb 22, 2022 | Feb 22, 2022 | 0 | Firm change | Ibd to ibd |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | HORNOR, TOWNSEND & KENT, LLC | Dec 20, 2019 | Jan 21, 2020 | 32 | Firm change | Other |