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CRD 188512
PITTSBURGH, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| CHARLES JANSSENS STOUT | n/a | PITTSBURGH, PA | 10 | 37 | 2 | no |
| STEVEN MARTIN KOHLER | Certified Financial Planner | PITTSBURGH, PA | 10 | 32 | 2 | no |
| MICHAEL J AROESTY | Certified Financial Planner | Basalt, CO | 10 | 15 | 1 | no |
| DAVID BOND ROOT | Certified Financial Planner | PITTSBURGH, PA | 10 | 41 | 2 | no |
| JEREMY LEE SUSCHAK | Certified Financial Planner | PITTSBURGH, PA | 10 | 18 | 1 | no |
| ADAM M SOUPLY | Chartered Financial Analyst | PITTSBURGH, PA | 9 | 12 | 1 | no |
| NANCY ISRAEL KUNZ | Certified Financial Planner|Chartered Financial Consultant | PITTSBURGH, PA | 8 | 44 | 5 | no |
| RICHARD READ APPLEGATE | Chartered Financial Consultant | PITTSBURGH, PA | 8 | 43 | 5 | no |
| Taylor Kathryn Glock | n/a | PITTSBURGH, PA | 4 | 15 | n/a | no |
| LORAINE ZIEGLER MONTANYE | Certified Financial Planner | PITTSBURGH, PA | 4 | 12 | n/a | no |
| ALEC F ROOT | Chartered Financial Analyst | PITTSBURGH, PA | South Boston, MA | 4 | 11 | n/a | no |
| JESSE B ROOT | Chartered Financial Analyst | PITTSBURGH, PA | 2 | 10 | 1 | no |
| Curtis Westphal Hart | n/a | PITTSBURGH, PA | 2 | 10 | 4 | no |
| ROBERT WILLIAM HOLLER | n/a | Perrysburg, OH | PITTSBURGH, PA | 2 | 24 | 1 | no |
| RYAN HARRINGTON GROVE | n/a | PITTSBURGH, PA | 1 | 15 | 6 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AROESTY, MICHAEL, J | CHIEF INVESTMENT OFFICER | Na | yes | 05/2019 | Jun 25, 2026 | Jun 25, 2026 |
| Chen, Richard, Leeway | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2025 | Jun 25, 2026 | Jun 25, 2026 |
| D.B. ROOT MANAGEMENT, INC. | PARENT HOLDING COMPANY | E | yes | 07/2017 | Jun 25, 2026 | Jun 25, 2026 |
| OSTROWSKI, HEATHER, ANN | CHIEF FINANCIAL OFFICER | Na | yes | 08/2015 | Jun 25, 2026 | Jun 25, 2026 |
| ROOT, DAVID, BOND | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | Na | yes | 08/2015 | Jun 25, 2026 | Jun 25, 2026 |
| ROOT, JESSE, B | CHIEF OPERATING OFFICER | Na | yes | 01/2024 | Jun 25, 2026 | Jun 25, 2026 |
| ROOT, DAVID, BOND | Shareholder | E | yes | 07/2017 | Sep 1, 2015 | Oct 22, 2024 |
| ZARNICH, DANA, LEE | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2021 | Mar 4, 2021 | Oct 22, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 12, 2026 | $952M | $952M | 22 | 15 | 0 | n/a | n/a |
| 2024 | Mar 12, 2025 | $830M | $830M | 20 | 12 | 0 | n/a | n/a |
| 2023 | Feb 21, 2024 | $714M | $714M | 19 | 12 | 0 | n/a | n/a |
| 2022 | Mar 10, 2023 | $642M | $642M | 20 | 11 | 0 | n/a | n/a |
| 2021 | Mar 11, 2022 | $751M | $751M | 20 | 11 | 0 | n/a | n/a |
| 2020 | Mar 4, 2021 | $712M | $712M | 17 | 9 | 0 | n/a | n/a |
| 2019 | Mar 19, 2020 | $679M | $679M | 20 | 11 | 1 | n/a | n/a |
| 2018 | Feb 22, 2019 | $644M | $644M | 21 | 12 | 1 | n/a | n/a |
| 2017 | Mar 7, 2018 | $407M | $407M | 19 | 12 | 1 | n/a | n/a |
| 2016 | Feb 28, 2017 | $325M | $325M | 14 | 6 | n/a | n/a | n/a |
| 2015 | Mar 7, 2016 | $294M | $294M | 15 | 6 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 4 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $952M | $830M | 14.8% | $642M | 14.0% | 22 | 20 | 1 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| VENTURE VISIONARY PARTNERS LLC | 2 | Oct 5, 2020 | Oct 12, 2020 | TOLEDO, OH | Team lift out | RIA to RIA | 20.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| REHMANN WEALTH | 2 | Dec 31, 2017 | Jan 9, 2018 | LANSING, MI | Team lift out | Other | 8.0% |
| COMMONWEALTH FINANCIAL NETWORK | 7 | Sep 30, 2015 | Sep 26, 2016 | PITTSBURGH, PA | Team lift out | Ibd to new firm | 0.5% |