DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• • A••••••••• I•••
Oakbrook Terrace, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Jan 2, 2018 | n/a | yes | Oakbrook Terrace, IL | Current employment |
| W•••••• • R••• | Former SEC adviser | Jan 6, 2015 | Jan 4, 2018 | no | MOKENA, IL|LISLE, IL|SAVAGE, MN|ELGIN, IL|CHICAGO, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••••• • R••• | R•••••• J•••• • A••••••••• I••• | Jan 4, 2018 | Jan 2, 2018 | -2 | Firm change | Other |
| P••••••• F•••••••• S•••••••• I••• | W•••••• • R••• | Nov 30, 2015 | Jan 6, 2015 |
| P••••••• F•••••••• S•••••••• I••• | Bd affiliated wealth | Sep 4, 2013 | Nov 30, 2015 | no | CHICAGO, IL|DALLAS, TX | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Apr 17, 2009 | Sep 26, 2013 | no | Arlington Hts, IL|ORLAND PARK, IL|MINNEAPOLIS, MN|Ft Lauderdale, FL|ORLAND PARK, IL | Previous registration |
| A••••••••• A•••••• S•••••••• I••• | n/a | Jun 24, 2003 | Oct 5, 2009 | no | CHICAGO, IL|ORLAND PARK, IL|CHICAGO, IL | Previous registration |
| C•••••• L•• | Independent wealth | Mar 11, 2003 | Jun 25, 2003 | no | OAKLAWN, IL | Previous registration |
| Firm change after gap |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | P••••••• F•••••••• S•••••••• I••• | Sep 26, 2013 | Sep 4, 2013 | -22 | Firm change | Other |
| A••••••••• A•••••• S•••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Oct 5, 2009 | Apr 17, 2009 | -171 | Bulk transfer | Other |
| C•••••• L•• | A••••••••• A•••••• S•••••••• I••• | Jun 25, 2003 | Jun 24, 2003 | -1 | Bulk transfer | Other |