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J••• F• S••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

J••• F• S••• W••••• M••••••••• L••

CRD 150824

MADISON, WI

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Search this name across graphsid dfx:ria:30ec9c53-08c9-6f61-ba23-390e5d02f5b5

Data as of Aug 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 11
On other graphs: 0
Observed: Nov 16, 2011 to Aug 19, 2026
40 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $465MItem 5.F on the latest filing (2026-08-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $435M
Private client RAUM: $416MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• J••• S•••	n/a	ROCKFORD, IL \| MADISON, WI	17	27	1	no
A•• E•••••••• B•••••••••	n/a	MADISON, WI	14	17

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• A••• E••••••••	Shareholder	C	yes	06/2023	Jun 1, 2023	Dec 19, 2024
J••• F• S••• • A••••••••• S•••	MANAGING MEMBER	E	yes	06/2009	Nov 16, 2011

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
J••• F• S••• • A••••••••• S•••	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Rockford	IL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$465M	$428M	8.7%	$1.8B	-35.7%	3	3	1	1

Relationships

Registered with (4)

← N••••••• J•• T••••Advisorregistration: current employment
Feb 21, 2025 to presentfactForm ADV
← A•• E•••••••• B•••••••••Advisorregistration: current employment
Jan 25, 2012 to presentfactForm ADV
← M•••••• J••• S•••Advisorregistration: current employment
Aug 27, 2009 to presentfactForm ADV
← Cyla Fromm-Minett

Dated events

Occurred
Mar 4, 2025
Regulatory AUM changed
J••• F• S••• W••••• M••••••••• L•• reported RAUM $427.5M, down 79% from $2.0B (2024-12-19 to 2025-03-04)
Form ADVobserved 7 days ago
$-1.6B
Occurred
Jun 1, 2023
Control person joined
Frederik John Suby (Shareholder) appeared on Schedule A of J••• F• S••• W••••• M••••••••• L••
Form ADVobserved 7 days ago
Occurred
Jun 1, 2023
Control person joined
E•••••••• Amy Butrymowicz (Shareholder) appeared on Schedule A of J••• F• S••• W••••• M••••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30ec9c53-08c9-6f61-ba23-390e5d02f5b5
First observed: Nov 16, 2011
Last observed: Aug 19, 2026 34 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Apr 23, 2026	$465M	$435M	3	3	1	n/a	n/a
2024	Mar 4, 2025	$428M	$396M	3	3	1	n/a	n/a
2023	Mar 12, 2024	$2.0B	$2.0B	4	4	1	n/a	n/a
2022	Mar 23, 2023	$1.8B	$1.7B	5	4	1	n/a	n/a
2021	Mar 23, 2022	$2.4B	$2.3B	5	4	1	n/a	n/a
2020	Mar 10, 2021	$1.5B	$1.5B	5	4	0	n/a	n/a
2019	Mar 12, 2020	$1.3B	$1.3B	5	4	0	n/a	n/a
2018	Mar 1, 2019	$678M	$649M	7	6	0	n/a	n/a
2017	Mar 29, 2018	$456M	$424M	4	4	0	n/a	n/a
2016	Mar 2, 2017	$315M	$286M	6	4	n/a	n/a	n/a
2015	Mar 5, 2016	$286M	$286M	6	5	n/a	n/a	n/a
2014	Mar 11, 2015	$276M	$276M	6	5	n/a	n/a	n/a
2013	Feb 21, 2014	$265M	$265M	6	5	n/a	n/a	n/a
2012	Mar 15, 2013	$198M	$198M	6	5	n/a	n/a	n/a
2011	Jan 30, 2012	$158M	$158M	n/a	n/a	n/a	n/a	n/a