DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
John F Suby Wealth Management LLC
Latest filing Aug 19, 2026
First filing on the tape Nov 16, 2011 · 40 filings
SEC status approved since Aug 21, 2009
RAUM
$465M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
89%
$416M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$155M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$465M as of Aug 19, 2026
Jan 30, 2012$158M then
HNW client RAUM$315M as of Aug 19, 2026
Mar 29, 2018$241M then
State-registered IARs (5.B.3)3 as of Aug 19, 2026
Mar 15, 20135 then
Employees (5.A)3 as of Aug 19, 2026
Mar 15, 20136 then
Private funds: no history
RAUM +8.7% over the last fiscal year-36% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Aug 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $155MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 61derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.2MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 9.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $429M, 128 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$315M68%
- Individuals$101M22%
- Pension and profit-sharing plans$30.3M6.5%
- Charitable organizations$11.5M2.5%
- Corporations and businesses$7.3M1.6%
- Individual clients
- 122reported
- HNW clients
- 61reported
- Pension plan clients
- n/areported
- Charitable clients
- 6reported
- Accounts
- 287reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $429M for 128 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Matthew John Suby | Rockford, Il | Aug 27, 2009 | 27 y | 1 |
| Amy Elizabeth Butrymowicz | Madison, Wi | Jan 25, 2012 | 17 y | 0 |
| Nicholas Jay TomanCertified Financial Planner | Madison, Wi | Feb 21, 2025 | 14 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Cyla Fromm-Minett to D.A. Davidson & Co.Mar 1, 2019 · RIA to RIA
Joined, latest
- Nicholas Jay Toman from Trek FinancialFeb 21, 2025 · Other
- Cyla Fromm-Minett from H. Beck, Inc.Jun 20, 2017 · Other
- Matthew John Suby from Sva Wealth Management, Inc.Aug 27, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Matthew Suby · Ccocontrolsince 03/2019 · owns less than 5%
- Elizabeth Amy Butrymowicz · Shareholdercontrolsince 06/2023 · owns 25% to 50% of John F Suby & Associates S.C.
- Elizabeth Sarah Slipka · Shareholdercontrolsince 06/2023 · owns 25% to 50% of John F Suby & Associates S.C.
- Frederik John Suby · Shareholdercontrolsince 06/2023 · owns 25% to 50% of John F Suby & Associates S.C.
- John Matthew Suby · Shareholdercontrolsince 06/2023 · owns 25% to 50% of John F Suby & Associates S.C.
Entity owners
- John F Suby & Associates S.C. · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- John F. Suby & Associates, S.C.insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Madison, Wi · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Rockford, IL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Aug 19, 2026RAUM per registered advisor of $154,960,413 against a peer median of $55,731,856 (3254 comparable advisers, 99.0th percentile, 3.5 robust deviations)peers: independent wealth managers, $100M to $500M (3,254) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 286 to 287Mar 4, 2025 to Mar 23, 2026
- HNW clients · 60 to 61Mar 4, 2025 to Mar 23, 2026
- Assets in custody · $391M to $429MMar 4, 2025 to Mar 23, 2026
- Discretionary RAUM · $396M to $435MMar 4, 2025 to Mar 23, 2026
- HNW RAUM · $280M to $315MMar 4, 2025 to Mar 23, 2026
- Individual RAUM · $96.3M to $101MMar 4, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $31.4M to $30.3MMar 4, 2025 to Mar 23, 2026
- Pension RAUM · $31.4M to $30.3MMar 4, 2025 to Mar 23, 2026
- RAUM · $428M to $465MMar 4, 2025 to Mar 23, 2026
- Accounts · 207 to 286Dec 19, 2024 to Mar 4, 2025
- Advisory employees · 4 to 3Dec 19, 2024 to Mar 4, 2025
- Charity clients · 8 to 6Dec 19, 2024 to Mar 4, 2025
- Corporate clients · 8 to 7Dec 19, 2024 to Mar 4, 2025
- HNW clients · 63 to 60Dec 19, 2024 to Mar 4, 2025
- Individual clients · 123 to 122Dec 19, 2024 to Mar 4, 2025
- Pension plan clients · 5.0 to unsetDec 19, 2024 to Mar 4, 2025
- Assets in custody · $651M to $391MDec 19, 2024 to Mar 4, 2025
- Employees · 4 to 3Dec 19, 2024 to Mar 4, 2025
- Financial planning clients · 1-10 to 1-10Dec 19, 2024 to Mar 4, 2025
- State-registered IARs · 4 to 3Dec 19, 2024 to Mar 4, 2025
- Discretionary RAUM · $2.0B to $396MDec 19, 2024 to Mar 4, 2025
- HNW RAUM · $248M to $280MDec 19, 2024 to Mar 4, 2025
- Individual RAUM · $82.1M to $96.3MDec 19, 2024 to Mar 4, 2025
- Non-discretionary RAUM · $32.3M to $31.4MDec 19, 2024 to Mar 4, 2025
- Pension RAUM · $32.3M to $31.4MDec 19, 2024 to Mar 4, 2025
- RAUM · $2.0B to $428MDec 19, 2024 to Mar 4, 2025
- Accounts · 322 to 207Nov 15, 2023 to Mar 12, 2024
- Charity clients · 12 to 8Nov 15, 2023 to Mar 12, 2024
- HNW clients · 64 to 63Nov 15, 2023 to Mar 12, 2024
- Individual clients · 131 to 123Nov 15, 2023 to Mar 12, 2024
- Pension plan clients · 6 to 5Nov 15, 2023 to Mar 12, 2024
- Assets in custody · $1.7B to $651MNov 15, 2023 to Mar 12, 2024
- Employees · 5 to 4Nov 15, 2023 to Mar 12, 2024
- Discretionary RAUM · $1.7B to $2.0BNov 15, 2023 to Mar 12, 2024
- HNW RAUM · $226M to $248MNov 15, 2023 to Mar 12, 2024
- Individual RAUM · $75.9M to $82.1MNov 15, 2023 to Mar 12, 2024
- Non-discretionary RAUM · $31.8M to $32.3MNov 15, 2023 to Mar 12, 2024
- Pension RAUM · $31.8M to $32.3MNov 15, 2023 to Mar 12, 2024
- RAUM · $1.8B to $2.0BNov 15, 2023 to Mar 12, 2024
- Accounts · 325 to 322Dec 7, 2022 to Mar 23, 2023
Signals
11 dated events
- John F Suby Wealth Management Llc reported RAUM $427.5M, down 79% from $2.0B (2024-12-19 to 2025-03-04)Mar 4, 2025 · RAUM change · derived
- Frederik John Suby (Shareholder) appeared on Schedule A of John F Suby Wealth Management LlcJun 1, 2023 · Control person joined · fact
- Elizabeth Amy Butrymowicz (Shareholder) appeared on Schedule A of John F Suby Wealth Management LlcJun 1, 2023 · Control person joined · fact
- Elizabeth Sarah Slipka (Shareholder) appeared on Schedule A of John F Suby Wealth Management LlcJun 1, 2023 · Control person joined · fact
- John F Suby Wealth Management Llc reported RAUM $1.8B, down 26% from $2.4B (2022-12-07 to 2023-03-23)Mar 23, 2023 · RAUM change · derived
- John F Suby Wealth Management Llc reported RAUM $2.4B, up 55% from $1.5B (2021-12-03 to 2022-03-23)Mar 23, 2022 · RAUM change · derived
- John F Suby Wealth Management Llc reported RAUM $1.3B, up 91% from $678.3M (2019-11-12 to 2020-03-12)Mar 12, 2020 · RAUM change · derived
- Sue Cyla Fromm-Minett (Chief Compliance Officer) no longer on Schedule A of John F Suby Wealth Management Llc (listed 2019-11-12, absent 2020-03-12)Mar 12, 2020 · Control person left · inference
- John Matthew Suby (Cco) appeared on Schedule A of John F Suby Wealth Management LlcMar 12, 2020 · Control person joined · fact
- John F Suby Wealth Management Llc reported RAUM $678.3M, up 49% from $456.4M (2018-03-29 to 2019-03-01)Mar 1, 2019 · RAUM change · derived
- John F Suby Wealth Management Llc reported RAUM $456.4M, up 45% from $315.1M (2017-08-15 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/JOHN-F-SUBY-WEALTH-MANAGEMENT-LLCreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 608-273-3100reportedpublic record, Form ADV, Aug 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $155Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026