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G••••• V•••••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

G••••• V•••••• D••••••••

Advisor at C••••••••• W•••••• L••

OVERLAND PARK, KS | Westborough, MA

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Search this name across graphsid dfx:ria:30f43300-0818-2909-e658-f7c47a1f3b6b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 26, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 10, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••• L••	Independent wealth	Oct 24, 2017	n/a	yes	OVERLAND PARK, KS\|Westborough, MA	Current employment
T•• P•••••• F•••••••• G••••• L••	Independent wealth	Feb 16, 2017	Oct 27, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T•• P•••••• F•••••••• G••••• L••	C••••••••• W•••••• L••	Oct 27, 2017	Oct 24, 2017	-3	Firm change	Other
O•••• F•• I•••	T•• P•••••• F•••••••• G••••• L••	Jan 20, 2016

Relationships

Registered with (4)

→ C••••••••• W•••••• L••Registered adviserregistration: current employment
Oct 24, 2017 to presentfactForm ADV
→ T•• P•••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Feb 16, 2017 to Oct 27, 2017factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Mar 5, 2013 to Jan 20, 2016factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30f43300-0818-2909-e658-f7c47a1f3b6b
First observed: Jan 26, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.